EFTA01382029.pdf

KYC Print M. Case Cements o records to display. ONSHORE APPROVALS Chem Facing Professional (CFP): Paul Morns ;Signature) 7/17/2013 Paul Morris Office Director/Business Head: Brian M. Biggar ;Signature) 7/18/2013 Brian M. Biggar Regional Office Director: ,Signature) AML Business Risk: (Signature) Armen Brash Armen Brash 8/20/2013 NIL Compliance: (Signature) Janice Franklin Janice Franklin 8/21/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub- (Signature) Market Team Head (SMTH): API Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Prhute Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so. Client Facing Professionals)(I) (CFP's) should establish andmaintain business relationships only withpersons who satisfy our high standards ofsuitability. backgroundand character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part ofthe client(s) and that I havefollowed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP's) include: RelationshipManagers, Wealth Advisors, Product Officers, Brokers, Client https://dbforcepb.my.salesforce.comr...RweE5gb3INeTRSTXpWYSxhWjAlejBYZIcwaXNvem1McjRwemIJI.F1XWmtNROpo&autoMapValues-1(7/10/2019 11:18:17 AM( CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081250 CONFIDENTIAL SDNY_GM_00227434 EFTA01382029