EFTA01455203.pdf

e an 177. F3.77 15 Aug 2014 SOUTHERN FINAN Page 2 itf 2 Request 182298 t, As of 15 Aug 14 Ana Deutsch* Berk AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurcepl 21-Nov-2013 20410%42014 25-Nov-2014 (1.0130033M USD 101030.000 FY Si4ORT EUROPEAN CALL 1010000 -Oil z;:i 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nee-2013 20-Nov-2014 25itlovi2014 (21.0002) USD 0 JPY LONG EUICPEAN 0.0000 6.05897 710423461 FINANCIAL. LLC ouM0p1 366364436t SOUTHERN FXOne8arOneT 21-Nor-2013 20-Nov2014 25-Ncv-2014 (21.030 001 USD 0 JPY LONG EUROPEAN 0.0000 3,95880 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOneearOneT 21-Nov-2013 20-Nov-2014 254104014 121(A0001 USD 0 PT LONG Et-Ha:SAN 0.0000 2,60296 710423465 FINANCIAL. LLC ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USD SHORT EI-RCPEAN PUT 1 3450 (96.64657) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FvEurcCpl 06-Jun-2014 08-Sep-2014 10Seµ2014 10,0W,000.00 EUR (13.800.000.00) USD LONG ELRCPEAN CALL 1380D 290.51 806424264 FINANCIAL, LLC 418822243! SOUTHERN F)Euro0p1 12-Aug-2014 12-Aug-2015 14,Aug-2015 75,000,000.00 USD (462.000,080.00) CPI SHORT EUROPEAN PUT 6.1600 1233.3407) 834462396 FINANCLAL, US Subbtat 6.771 (343,576 Total: (343,576.M Statement ID: 182298_20140815_20140818_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113838 CONFIDENTIAL SDNY_GM_00260022 EFTA01455203