EFTA01458219
EFTA01458220 DataSet-10
EFTA01458221

EFTA01458220.pdf

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67:17" S• . ... 771,,fi im,i..7--- ,i.n,:-.1.,forroppior Page 02Si:92015 2 Of 3 . ., r 1 t. .' III Deutedwo Bank AG SOUTHERN FINANCIAL, LLC Credit • OafautSwap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySell Not.Amt 1 Not.Ccy1 Not.Amt 2 Not.Ccy2 Rate Spread MTM(USD) C7970754M SOUTHERN CREDIT BRASOV -Jan-2015 13 14-Jan-2015 20-Mat-2u SELL 10 003 000 00 LSO 10 OCO 000 00 is:.: 1 0000 351 FINANCIAL. LLC DERNATrVE- DEFSWAP Subtotal igitY • °Peon db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not.Amt Not.Ccy Quantity Strike Price Spot Pnce Implied Volatility Fair Price MTM(USD) 11‘1618753 SOUTHERN Lt1_6187538U CALL 18-Dec-2015 :4,1661.0) 3:5) USD (4.166,00.0) 10000 FNANCLAL LLC NY.610176 SOUTFERN TWTR N CALL 27.Jan.2016 3,89662000 Lisp 100,000 389662 27 0300 57 0328 0.950 9494700 FINANICAL.LLC Subtotal: FA- Options Settlement Not.Ccy Not.Ccy DealGrouplD Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 4971174967 SOUTHERN F)EurcOpl 0244-2015 04-Jan-2016 06 -Jan-2016 50,00000000 EUR (52.003.033 03) LSD SHORT EUROPEAN PUT 1.0400 ,261.3333368) 1037233558 FINANCIAL, LLC 497117498/ SOUTHERN FkuroOpl 02.41.2015 04-Jan-2016 OS-Jan-2016 50.000.000 CO EUR (58200060.0:11 LSD LONG ELRCPEAN CALL 1.1640 683.73962 1037233550 FINANCIAL. LLC 497126993/ SOUTHERN FxEurcCp1 0244.2015 04-Jan-2016 06-Jan-2016 25,00000003 EUR (25.250000 00) USD SHORT ELRCPEAN PUT 1.0503 (10308496j 1037255502 FINANCIAL LLC 4971269931 SOUTHERN F)EuroOpl 0244.2015 04-Jan-2016 06J 2016 25.00000000 EUR (28.912.50003) LSD LONG ELRCPEAN CALL 1.1565 402,904.81 1037255503 FINANCIAL LLC Subtotal: e65.226.37 Statement ID : 182298 20150901 20150902 1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet er=. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0118036 CONFIDENTIAL SDNY_GM_00264220 EFTA01458220
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EFTA01458220
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DataSet-10
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