EFTA01500137.pdf

SOUTHERN TRUST COMPANY, INC ACCT. For the Period 10/1/13 to 10/31/13 SECURITIES TRANSFERRED IN/OUT Notes: • Transaction Market Value is representative of the prior trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value Securities Transferred Out 1007 Free Deltvery ALLY FINANCIAL INC 8 1r" PFD TRANSFER TO (57,000.000) (1,523,810.00) PERSHING & COMPANY TRADE DATE 10/04/13 1,489,980.00 (ID: 02005N-30-8) 10/18 Free Delivery HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS (1,000,000.000) (883.300.00) USD 85%BARRIER• 5%CPN-28.5% MXRTRN 3/13/13; 1,000,000.00 INITIAL STRIKE: 1.9819 TRANSFER TO PERSHING & COMPANY TRADE DATE 10/04/13 (ID: 40432X-D3-2) 10/17 Free Delivery HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS (1,000,000.000) (918,700.00) USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 1,000,000.00 INITIAL STRIKE: 2.0035 TRANSFER TO PERSHING & COMPANY TRADE DATE 10/14/13 (ID: 40432X-E5-8) Total Securities Transferred Out ($3,325,810.00) JP Morgan Account Page 5 of 5 Consolidated Statement Page 8 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024050 Chase CONFIDENTIAL SDNY_GM_00293248 EFTA01500137