EFTA01454120.pdf

e an raup SOUTHERN FINANCIAL, LLC Request 182298 As of 07 May 14 Doubts BankAG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not Ccy Not Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEuroCiiI 21-Nov-2013 2040%42014 25-Nov-2014 (1.00000000) USD 101.000.000 PT SHORT EUROPEAN CALL 1010000 :25 est 92, 710423459 FINANCIAL. LLC 366364436/' SOUTHERN FXOneBarlDneT 21-Ncit.2013 20-Nov-2014 25-Nov-2014 (21.00080) USD 0 JPY LONG EUROPEAN 0.0003 12.731 42 710423461 FINANCIAL. LLC ouch0pl 365364434 SOUTHERN FXOnef3arOneT 21-Nor-2013 201Iov.2014 25-Nov-2014 (21.030 00) USD 0 JPY LONG EUROPEAN 0.0000 10.20296 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnegananeT 21-No,-2013 20-Nov-2014 25.Nov.2014 (21.0IXI MI USD 0 JPY LONG EUROPEAN 0.0000 806881 710423465 FINANCIAL. LLC ouchOpt Subkital: z' a:E Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTFERN CommodiliOplEu 03-Apr-2014 05Dec-2014 CIFFDec-2014 SHORT EUROPEAN CALL XCU 031W.COD )Dl USD (r.0 001MT26 0 TO® 0000 (2,21.2. 7(0 778126396 FINANCIAL. LLC ro ElaseMetal Subtotal: (460269 : 0) 101 (254,948 43) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 112061 CONFIDENTIAL SDNY_GM_00258245 EFTA01454120