EFTA01393511.pdf

GLDUS130 Aspen Grove C r-.) SOF II Overall transaction summary as of September 30, 2017 Invested capital? Funded capital/ Intial Gross Proiecl name Sourcing Sollor typo Deal type Funds Companies' (USErn) (USSm) closing multiple' Palau derar: 1- Monet 1, 11 Landed Process Pension Fund Secondary y Seek; Asset Deal 3 14 46.8 45.8 03 11 0 7x Europe - buyout 2- Beethoven ProPricitary Multiple GP4od Secondary 1 6 27.1 26.9 03 11 1.6x Europe - growth equity 3- Rembrandt Proprietary Financial Institution Fund Secondary 2 11 2.2 22 03 11 3.0x Europe - late stage venture 4- Grant Proprietary Financial Institution Fund Secondary 1 32 3.4 3.1 04 11 1.8x US - mezzanine 5- Hemingway United Process Financial Insult/bon Fund Secondary 1 10 16.4 16.4 04 11 1.0x US - special situations 6- Modokini I-V & RE Proprietary HNW/ Family office Fund Secondary 17 225 38.4 37.1 01 12 2.04 Global - diversified 8- Hockney Limited Process Alternative Funds Fund Secondary 1 8 9.5 8.1 02 12 1.5x Europe - mid-market buyout 9- Chagall Limited process Financial Instill/lion Fund Secondary 1 43 9.4 8A 03 12 It Europe -mezzanine 10- Hopper Syndication Alternative Funds GP-led Secondary 1 5 15.1 14.1 03 12 it US - mid-market buyout 11- Donatelb Proprietary Corporate Fund Secondary 1 10 3.0 3.0 03 12 1.14 US -mezzanine 12. Pollock Proprietary HOW/ Family office Fund Secondary 1 12 13.4 13.1 03 12 2.34 US - mid-market buyout 13- Whitney Limited process Pension Fund Fund Secondary I 12 64.0 21.5 04 12 2.94 Europe - buyout IS. Constable Limited process Alternative Funds Fund Secondary 1 11 26.1 24.3 01 13 1.2x Europe - buyout 16- Cecconi Proprietary HNW/ Ferret office Fund Secondary 4 73 12.8 11.0 02 13 1.84 Global - diversified 17- Elarby Proprietary Alternative Funds GRIed Secondary 1 4 30.2 30.5 02 13 2.4X Europe - growth equity 18- Stembeck Proprietary Financial Institution Fund Secondary 2 30 97.3 81.7 03 13 1.34 Global - diversified 19- Guardi Limited process HOW/ Farruty office Fund Secondary 11 140 13.3 11.8 04 13 1.84 Global - diversified 21- Windmill 1. II Proprietary Caporal° Single Asset Deal 1 1 22.7 205 0114 0.74 Europe - growth equity 23- Browning Limited Process HNW/ Family office Fund Secondary 6 37 8.8 7.1 01 14 1.9x US -diversified 24- lonesco Proprietary Alternative Funds Single Asset Deal 1 1 27.7 25.8 02 14 2.8x Europe - buyout 25- Zampiori Proprietary Caporal° Single Asset Deal 1 1 238 23.4 02 14 1,6x Europe - mid-market buyout 26- Fitzgerald Syndication Corporate Single Asset Deal 1 1 150 15.0 03 14 1.4x US - buyoul 28- Paler Limited process Alternative Funds GP4ed Secondary 2 8 74.7 80.4 04 14 1.9x US - mid-market buyout 29- Fitzgerald II Proprietary Financial Institution Single Asset Deal 1 1 100 10.0 04 14 1.6x US - buyoul 30- Abols Limited process Alternatrvo Funds Fund Secondary 1 8 11.8 10.6 04 14 1.3x Europe - growth equity 31- Laurel Limited process Financial Institution GP4ed Secondary 11 33 452 19.0 03 18 2.0x Europe - diversifed SOF II Total 75 737 668.1 55t 7 1.7x (I) Numbs, of oempznies. are tAist et= mate (2) Invested Capital is the Transaction Size and is described as purchase price plus unfunded obligations. Funded capital is the amount funded in each 'Transaction. The Net Multiple (TYPO for SOF II is 1.5x. 11-4 perloonarickb irc„uies Fa-re been caleulated based on inaudXed fair rattles arid shorid be f‘uati and resiev.ed in corOrnction wilt OW 'important information' arxi "lincentant Perkirmance infoirrim .;., l ieserrtation. Glendower STRICTLY CONFIDENTIAL Capital CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0099088 CONFIDENTIAL SDNY_GM_00245272 EFTA01393511