EFTA01415433.pdf

Subject: RE: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018111 From: Amlcompliance Inquiries Date: Tue, 10 Apr 2018 10:53:59 - To: Hildegarde Berrios Stewart Oldfield Cc: Michele-M Quattrocchi Amlcompliance Inquiries Rob Wang Classification: For internal use only Friendly reminder the inquiry is due tomorrow. Best regards Robert From: Rob Wang On Behalf Of Amlcompliance Inquiries Sent: Thursday, April 05, 2018 11:04 AM T•• Michele-M Quattrocchi c: tewart ie e Inquiries Subject: RE: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] Classification: For internal use only Hi Hildegarde, Michele, Please assist as Cynthia is no longer at the firm. Thanks, Robert EFTA01415433 From: Rob Wang On Behalf Of Amlcompliance Inquiries Sent: Thursday, April 05, 2018 11:01 AM ; Stewart Oldfield Cc: Amlcompliance Inquiries Rob Wang Subject: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] Importance: High Classification: For internal use only Good Morning: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days. Outgoing Wires: 2/7/2018 , $3,000 fo at SBERBANK (Russia) 2/9/2018 , $5,000 fo at SWEDBANK AB (LITHUANIA) 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. EFTA01415434 Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. EFTA01415435