📄 Extracted Text (93 words)
Negative media in context of other lifecycte controls
Event Driven
New Client Review Regular Review
Adoption
I
1
I\N \
Source of Wealth Transaction Account Behavior Negative Media Name List Screening /
Source of Funds Monitoring (via RM, no Tools) Alerts Sanctions alerts
Inherently biggest area of judgment
• Real allegations?
• Completeness of allegation?
• Politically motivated allegations?
• Allegations / proceedings but no conviction yet? / ever?
• How much/what negative news is still within risk appetite?
Confidential
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042663
CONFIDENTIAL SDNY_GM_00188847
EFTA01356675
ℹ️ Document Details
SHA-256
32349d0335023cda8ca16b27c216bef75b2b86991ca5b897f5fd13011b91b98d
Bates Number
EFTA01356675
Dataset
DataSet-10
Document Type
document
Pages
1
Comments 0