EFTA01493971.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period 2/1/13 to 2/28/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 1/29 Sale GENERAL ELEC CAP CORP PFD 4.875% 0 25.02 (32,500.000) 24.979 811,831.78 (812,500.00) (668.22) S. 211 FIFO 813,150.00 BROKERAGE 1,300.00 TAX 8/OR SEC 18.22 J.P. MORGAN SECURITIES LLC (ID: 369622-414) 1/11 Sale TO REVERSE ENTRY OF 01/16/2013 DUKE ENERGY CORP 15,200.000 25.21 (383,192.00) 380,000.00 (3,192.00) s* 2/1 FIFO PFD 5.125% 0 25.25 383,800.00 BROKERAGE 608.00 J.P. MORGAN SECURITIES LLC AS OF 01/16/13 (ID: 264410404) 1/11 Sale DUKE ENERGY CORP PFD 5.125% O 25.25 383.800.00 (15,200 000) 25.209 383,183.40 (380,000.00) 3,183.40 S. 2/1 FIFO BROKERAGE 608.00 TAX 8/OR SEC 8.60 J.P. MORGAN SECURITIES LLC (ID: 26441C-30-3) 1/30 Sale PIEDMONT NATURAL GAS CO INC 0 31.95 207,675.00 (6,500.000) 31.909 207,410.34 (208,000.00) (589.66) S. 2/4 FIFO BROKERAGE 260.00 TAX 8/OR SEC 4.66 J.P. MORGAN SECURITIES LLC (ID: 720188-10-5) 1/31 Sale VANGUARD NATURAL RESOURCES LLC 0 27.75 (3,500.000) 27.709 98.982.82 (97,475.00) (492.18) S. 215 FIFO 97,125.00 BROKERAGE 140.00 TAX 8/OR SEC 2.18 J.P. MORGAN SECURITIES LLC (ID: 92205F-10-6) 1/31 Sale KERYX BIOPHARMACEUTICALS INC 0 9.50 14,250.00 (1,500.000) 9.46 14,189.88 (12,735.00) 1,454.68 S. 216 FIFO BROKERAGE 80.00 TAX 8/OR SEC .32 J.P. MORGAN SECURITIES LLC (ID: 492515-10-1) 211 sale ZOETIS INC . 31.50 787,500.00 BROKERAGE (25,000.000) 31.459 786.482.38 (650.000.00) 136,482.36 S 2/7 FIFO 1,000.00 TAX 8/OR SEC 17.64 J.P. MORGAN SECURITIES LLC (ID: 98978V-10-3) 2/1 Sale a CHESAPEAKE LODGING TRUST 21.08 31,620.00 (1.500.000) 21.04 31,559.29 (31,125.00) 434.29 S 2/7 FIFO BROKERAGE 60.00 TAX 8/OR SEC .71 J.P. MORGAN SECURITIES LLC (ID: 185240-10-2) J.P Morgan Account Page 25 of 43 Consolidated Statement Page 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-00016910 Chase CONFIDENTIAL SDNY_GM_00286108 EFTA01493971