EFTA01383307.pdf

Summary of Gains and Losses Realized This Period Year1o•Date Unrealized Short-Term Gain! Loss 0 00 0.00 -258,679.37 Long-Term Gain/ Loss 0.00 0.00 44 845.09 Net Gain/ Loss 0.00 0.00 -323,524.46 This summary excludes transactions where cost basis information is not available. The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates° . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail DMe Activity Type Description Amount Balance Sweep Money Market Fund CASH AC TRDWSGOVT & AG INSTL Current Yield: 2.30% Activity Ending: 0Y 31/ 19 01/01/19 Opening Balance 10,032,681.88 10,032,681.88 01/10/19 W ithdrawal MONEY FUND REDEMPTION 4,000,000.00 4,032,681.88 01114/19 Deposit MONEY FUND PURCHASE 1,579.28 4,034,252.16 01/31119 Deposit MONEY FUND PURCHASE 33,067.44 4,087,319.60 01131/19 Dsposit INCOM EREINVEST _11,35.7.44 ;1 078 67.1.04 01/31119 Closing Balance 54,018,677.04 Total All Money Market Funds 54,078,677.04 ncome and Apen se Si nmd. Omni Period Yeepto•Date Taxable Non Taxable Taxette Non Taxable Dividend Income Money Market 11.357 44 0.00 11,357.44 0.00 Other Dividends 33 067.44 0.00 33,967 14 0 00 Total Dividends. Interest. Income and Expenses 544 424.88 $0.00 $44,424.88 $0.00 Page 2 of 9 Amount bomber Rated Ewefiere MISR through Penabos UM. • wholly road Go paperless Every Year Since 2007 sbtle:run of The Bakal Ni. Yore Menai smont4IllNOW 04BAR MITOCOMPAVNICA710.5 EXCELLENCE Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE StPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083002 CONFIDENTIAL SDNY_GM_00229 186 EFTA01383307