EFTA01378778.pdf

From: Stewart Oldfield [ Sent: 10/25/2018 12:36:06 PM To: Daphne Cales Subject: FW: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Attachments: Assistance required in resolving Rejection Points - KYC III (4.52 KB).msg; RE_ Assistance Required in Resolving rejection points - KYC ... (36.0 KB).msg; RE_ Assistance required in resolving points - KYC 111 (1.16 MB).msg Importance: High Latest on this. Some of these have been addressed already From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradley Gillin < >; Richard larossi >; Alka Babu <->; Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of ALL accounts from this relationship for 2018. For Jockey Club, I will respond in a separate email. Let us know if any queries, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche 08 Centre Private limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) M-SDNY-0076028 CONFIDENTIAL SDNY_GM_00222212 EFTA01378778