EFTA01356717.pdf

KYC Print Page 2 of 21 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Long Term Insured Credit Fund LLC Acct. Number (if available): Account Manager: Stewart Oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment. payment/expense account)? Account is being set up to custody $250mn worth of bonds Indicate from where the assets are expected to arrive? 0 DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (Indicate DB location and account details): Other Institution (Indicate name a location): Funds from various institutions 0 Physical Deposits (specify cash, securities, cheques. ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Incoming- 250mn in Fixed income bonds over life of fund 100.000 outgoing per every 2 months - residual interest going back to investors What is the expected volume of assets and currency for the account 100000000 'Currency I USD approx. 90 days after opening? What is the expected volume of assets and currency for the account 250000000 'Currency I USD approx. one year after opening? Does/will the client have Assets Under Management (AuM) within DB 0 Yes EZ No under Eur. 3M? Please list all parties related to the account- For each party: • Check if a source or wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Others column. • Always describe the relationship between the parties in the last column. • Pease drill down to the ultimate/undertying Beneficial Owner(s . _egal Description AccounePIC Senior of innate Signatory _imitedrmancial Significant Entity of Source Holder owner Trust / Beneficial or Full POA ntermediary Shareholder of Wealth Founder of owner FOA (FIM) (>=25%) Jther (please required Foundation Yon-PIC describe other entity roles and/or ;indicate ndicate Ponies related to ownership •elationship his account )6) between parties) Member of ESM i • 0 William Raymond O O O 0 Management LLC Vandewater 40% owner; Zuech Christopher Jude O O 2 • • • P ii • 0 Managing i ern bar of ESA 3 0 • Eric S Meyer 0 • • 0 David W Jehnek 0 a ii .../ Long Term 5 El 0 Insured Credit El 0 II U 0 0 Fund LLC h https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042721 CONFIDENTIAL SDNY GM_00188905 EFTA01356717