EFTA01374234.pdf

Classification: For internal use only Hi Anastasia, As advised by AML Compliance in the below mail, we would be requiring a revised ownership confirmation to proceed further with the adoption of the captioned entity, Southern Financial LLC. Request you to help us obtain the same. Thanks and Regards, Manikandan Muralidharan Manikandan Muralidharan uS - New Client Adoption DBOI Global Services Private limited Block 5 6 7 Velankani Tech Park. No '43 Electronic City. Hosur Road, 560100 Bangalore. India Backup details - Ganesh Balaji Bharath-Kumar MS For Escalations please contact Level 1 - Kann Level 2 - Balaji RurviawfvgrOoft --- Forwarded by Mankandan Muralidharandbabcom on 121162014 01.00 AM -- Dmitri Saks/db/ From. Jofin Varghese/ To CAGN ' . Manikandan MuralidhararY S She OS-CB Cc: SAM Anastasia Ptingle/dbabcom. Kumud Shama/ 12/17/2014 10.08 PM Date: RE: ED0 package for the RID : 0NB-120602 LKYCUS-3443 Party name : Southern Financial LLC (lJ Subject: Classification: For Internal use only Jofin, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial Therefore, the following key statements made within the document will need to be validated: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068825 CONFIDENTIAL SDNY_GM_00215009 EFTA01374234