EFTA01455644.pdf

I e an 23 Sep 2014 SOUTHERN FINAN Pape 2 Of 2 Request 182298 h. As of 23 Sep 14 AIMS Deulths Bank AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN FxEurcepl 21-Nov.2013 20-Nov2014 25-Nov-2014 (1.000 CO3 CV, USD 101.030.000 RV SHORT EUROPEAN CALL 1010000 .11 %El 4;"! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.OOO601 USD 0 FY LONG EUROPEAN 0.0000 278.00 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov2014 25-Nov-2014 (21000 001 USD 0 FY LONG EUROPEAN 0.0000 17198 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN FXOnel3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 FY LONG EtPCPEAN 0.0000 106.02 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpt 12-Aug-2014 12aug.2015 14.Aug.2015 75.00000000 USD (462.000.000 00) aft SHORT ELFCPEAN PUT 6.1600 ,IS.6.1(A 34) 8344623% FINANCIAL. LLC Subtotal: (207.507 $3 Baal: (267.507.83) Statement ID: 18229829140923_201409241 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114515 CONFIDENTIAL SDNY_GM_00260699 EFTA01455644