EFTA01368528.pdf

From: Paul Morris Sent: 9/9/2013 5:17:34 PM To: Amanda Kirby Subject: Re: ACATS for Southern Financial/Trust [I) Attachments: pic04738.gif; pic22065.gif; pic11856.gif; pic15013.gif; pic07420.gif; pic20383.gif Classification: For internal use only Need to get je to sign these as he is going out of town Original Message From: Amanda Kirby Sent: 09/09/2013 04:13 PM EDT To: Jay Lipman Cc: Tazia Smith; vahe Stepanian; Paul Morris Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Thank you, Jay. I'll send the account dots to the client today and we can discuss the ACATs further when Paul is in the office tomorrow Best, Amanda Kirby (Embedded image moved to file: pic04738.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax +11111111111111 Email (Embedded image moved to file: pic22065.gif) From: Jay Lipman/ To: Amanda Kirby Cc: Tazia Smith , Vahe Stepanian Date: 09/09/2013 04:03 PM Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic nature of some of the assets in the accounts. As for Jeepers, please find attached below the necessary brokerage documents for a corporate account. Please find completion Instructions: Account Agreement - Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060310 CONFIDENTIAL SDNY_GM_00206494 EFTA01368528