EFTA01499706.pdf

SOUTHERN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30/13 Note This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield (ash US DOLLAR 1.00 14,454,510.95 14,454,510.95 14.454510 95 1,445.45 0.01% 1 117.00 JPM PRIME MM FD - INSTL 1.00 199,036.62 199.036.62 199,036.62 FUND 829 4.53 7-Day Annualized Yield .03% Total Cash 314,663,647.67 $14,663,647.67 $0.00 81,446.46 0.01% 3121.63 Non-USD Cash POUND STERLING 1.62 0.14 0.23 0.27 (0.04) US Fixed Income HEADWATERS INC 105.00 1,000,000.00 1,050,000.00 1,035,000.03 15,000.00 76,250.00 6.53% 7.625 04/01/2019 DTD 03/11)2011 *125.00 42210P-A0-5 8+ /82 EARTHUNK INC 96.71 1,000,000.00 967,120.00 1,033,500.00 (66,380.00) 88,750.00 9.64% 8 7/8% MAY 15 2019 33,527.00 DTD 05/17/2011 270321-AC-6 CCC /83 J.P Morgan Account Page 10 of 17 Consolidated Statement Page 48 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023501 Chase CONFIDENTIAL SDNY_GM_00292699 EFTA01499706