EFTA00165601.pdf

Dflutsche Asset & Wealth Management (l e, LLC DBTCA Deposit Account Opening Application Private Wealth Premiumn" Private Wealth Premium im Private Wealth Premium rte Elite Personal Accounts Eli Business Accounts Banking Services O Checking Acct. II Checking Acct. O Consumer Debit Card I O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card # Acct. II Acct. # APY O Business Debit Card 11 O Elite Money Market Deposit Elite Money Market Deposit Acct. Acct. # APY APY rit I Ch ta ct ri b k ler/ ?LIZ 444,, O Certificate of Deposit O Certificate of Deposit O Name Only pLi7cr3 .3-3Qurt11 Acct. # Acct. It [Name and Address -rr' t ; cs"tc APY APY Coca'. Gaeffe1 4/1 Term Term O Duplicate Statement rAficii ?lc imr Add; CI DB AG NY Preferred O DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. Acct. ft State Zip Code APY APY O Mailing address (if different! Term Term Name Promo term Promo term Addr 10131CA deposit account required. IDBICA deposit account required, along with a 08 AG Preened Terms along with a DB AG Preferred Terms City and GOndiuonS) and Conditions! State Zip Code Private Wealth Premiumrm O Cash Master Sweep Account Internet Banking Services Checking Acct. # DB Private Wealth Online Plus Elite Money Market Deposit Eletnk to Existing Online Relationship Acct. It APY (ite2Cc?Ice;SNtrmber) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA O Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship O Joint Tenants in Common ❑ Non-Prolit Organization O Partnership O In Tryst For/Payable on O Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Trust O Landlord Master Escrow O Estate 13.AWM4101 NAOSOD00015602-000104611 023959032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001343 EFTA_00014817 EFTA00165601  AceOu an Joint Application Information l Name of teount T Joint Applicant (last na Best name, first name. middle initial) Social Security Nu r or Taxpayer ID Number Social Security Number or Taxpayer ID Numbe &/40 Address Iii2 Mak ta.mnige, $3 Address t)5V, 040L.-• 5 7— Titell(C..—NoLapiallcable City, State and Zia Code - 1 City. State and Zip Coda Noma Telephone Nome Telephone Number Business Telephone Number Business Telephone Number Date of Birth Date hTo irth Name of Employer Name of Employer Address Address Not eppllcable City. Stan and Zip Code City. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address. end other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities' or a passport or other photo identification (individuals). 3rd Ell Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management IIITS and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses. source of funds and, if necessary, legal representatives. authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verily these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as 'Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (OBTCA), you agree to indemnity and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You uneerStand that OBTCA may, but shall not be required to. seek verification of your verbal, facsimile or email insunctions by call back. In case of doubt, OBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute you; Verbal Instructions to transfer funds or securities to any-eccount(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property ol each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks. orders or withdrawal requests from any owner during the lifetime of all owners The Bank may bp required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) alter the death of any owner(s) and may treat the account as the sole property of the survivor(s) after the death of any owneris). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. OBTCA shall not be liable to any owner for continuing to honor checks. orders or withdrawal requests from any owner After the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 13-AWta 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001344 EFTA_00014818 EFTA00165602  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with D8TCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBICA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account($ and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may apse in connection with assets. income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). senloqs), beneliciary(ieS). Partner(sh etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information on:Niced by you on this Application is accurate. The Terms and Conditions for Deposit Acco are subject to change. Date SA Joint Account Holdercrignature Date WVM- 'ireS• 3traTdco ••9419 te4C),;." •Smi* 7-FW Sts•••4t4-14:1- raga: A-4> eteknitt Fa. slir144-Pra ygNEWC 21`0-0- --nareast-nayst41%40 • :C d t:tgitte4 .. •Ntn. „ .Att„..i.te&E-4! ,I43,..W„t 7a. At .4 ' 4 • ref&#4714,WWW: I - •r 74"4-8/m4te." II' r• ...,oh,- • -- •$041,..*043-egt lfik.400. :ea ittp034t. t., CTtbe4',4kf . - ...1.1.on-rbmito-Atargorv,,S.N 1-P41 17.3, "e i ; 'Ai. 94. c'4,4..V5P`Pallie Arr WacgStr" elt% 4 a ltiVIRAW413341frt. ,..e:TW, VAcffilitta. fNa ortzt.m•-:r • • C4k•-;4 .i.... 4•" *a. ,;..eqeWitp •i(14-/ 4~404-Ar,..:•-ga,. 'sc wit if re • - •Nocigi. Aforipak ganigali zeirSr y .t.lagfitr. jeSaa 3 13AWM-0101 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001345 EFTA_00014819 EFTA00165603  IN WITNESS WHEREOF, the undersigned. by and through its authorized officer, has caused this instrument to be executed on the date listed below. IFOR BUSINESS USERS( Sig ture OEUTSCIHE BANK MUST COMPANY AMERICAS Prim NamerMe rnq AA. rA Vaica sic, I 01 0- I Date (FOR ALL OTHER USERS] Account Name Nameffitle Signature Oate wr.4134667 21 M01380806* CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001346 EFTA_000 14820 EFTA00165604