EFTA01383264.pdf

1511Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC essages {continued) Although a money market mutual fund seeks to preserve the value of your investment at 51per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at httpsi I www.dws-investments.com/ EN/ products/ money-market-funds-yields.jsp Please note that all money market funds listed on the website may not be offered through us. SWIintarl J. Credits Tris Pelted Debits ThisPerled Net ThisPerlod Qedils Year-to-Otte DebileYear4o-Otte Net Yea-to-Dile Dividends and Interest $34 10 $000 $34.10 $282.229.53 $0.00 $282,229.53 Cash Withdrawals 0 00 0 00 0.00 0.00 -243,072.07 -243,072.07 Total Cash $0 00 $0 00 SO 00 $0.00 4243,072.07 4243,072.07 FDIC Insured Bank Deposits SO 00 434.10 434 10 $243.025.18 4282,182.64 -$39,157.46 Totals $34 10 434.10 $0 00 $525,254.71 4525,254.71 $0.00 Transact ions by Type o •ity Process/ Trade Seitkment Transaction Doh Dete Activity Type Detaiption Quantity Price Accrued interest Amount Currency Dividends and Interest 12111/18 12114118 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 34.10 USD DEPOSITS INTEREST RECEIVED PER980411 Total Dividends and Interest - U.S. DOLLARS 0.00 34.10 Page 5 of 9 Account Number:NIG-026181 Rated [welled MISR through Penabos UM. • wholly *ad e:ccssmnre Go paperless Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 sbtle:run of The Bakal Ni. Yert Make Comeration (BNY Melon) MX MOUT t.1:411V EXCELIDICE PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0082959 CONFIDENTIAL SDNY_GM_00229143 EFTA01383264