EFTA01595110.pdf

Young, Janet E From: Gouffrida, David .1 Sant Friday, December 16, 2011 1:05 OM To: Young. Janet E Cc; PB-Servicel 318; Ens, Amanda Subject: RE ING Corp action - please advise Confirmed with Jeffrey - From: Young, Janet E Sent Friday, December 16, 2011 1:04 PM To: Giuffrida, Davod Cc PB•Service1318 Subject INC corn action - please advise to do option Ito tender David, Please provide your response on the below corporate action, INC CAPITAL FUNDING TRUSTS III 8.439% PFO STK DEC 31 2049 DID 12/1512000 CUS EP: 4.1978NAA3 Offer Type: Tender Offer JPOlorpu Response Due Date: 1116/2011 before 5:00 PM Eastern Standard Time. Any instructions received vier the above time on the ..IPMorgan Response Due Date will be processed on a -reasonable endeavors" basis only, execution of the instruction cannot be guaranteed. This information is distributed with the understanding that it is not rendering investment, legal or tax advice. As your custodian, we have not reviewed the offer and make no recommendations as to this offer. You are not required to accept the offer. Please consult an investment advisor, attorney or tax professional concerning such matters. Terms. **TIME CRITICAL EVENT** PLEASE HE ADVISED THAT DUE TO THE SHORT TIMEFRAME CORPORATE ACTIONS WILL BE UNABLE TO PERFORM A MAILING ON THIS OFFER IN A TIMELY klANNER, ACCORDINGLY, PLEASE USE THIS NOTIFICATION, AND ALL OTHER RELEVANT INFORMATION CONTAINED IN THIS NOTIFICATION TO NOTIFY YOUR CLIENTS OF THIS OFFER APPROPRIATELY. MATERIALS WILL BE SENT UNDER A SEPARATE COVER One of our financial services has informed us of a PURCHASE OFFER on the above referenced security. The offer is being made by the INC GROEF N.V. The telephone number for the information/tender agent is: 212430.3774, or 0664944-2200. Holders must obtain the Offer to Purchase dated 12/1 2/I I and the related Letter of Transmittal ror the complete terms and conditions of the offer. The Offer to Purchase does not constitute an invitation to participate in the otTers in or from any jurisdiction in or from which, or to or from any person to or from whom, it is unlawful to make such offers under applicable sccurities, Blue Sky or other laws. The distribution of the document in EFTA01595110 certain jurisdictions (in partieurar. the United Kingdom, Italy, Belgium and France) rn4y be restncted by law. Persons into whose possession this document comes are required by the Dealer Managers, the Company and the tender and information agent to inibrrn themselves about, and to observe, any sueh restrictions. 'folders are to refer to the offering document fOr complete details on the restrictions for participatine in the offers, lng Groep N.V. (the Company), invites holders of the outstanding Trust Preferred SeeuriEes and Perpetual Debt Securities listed in the table in the Offer to Purchase (collectively, the Securities), upon the terms and subject to the conditions set forth in the Offer to Purchace and in the accompanying Letter of Transmittal, to tender any and all of the outstanding Trust Preferred Securities and Perpetual Debt Securities (such invitations lo tender collectively, the Offers: mill each, :in OlTrr). The tender offer considerat:on for each USD 1,000 liquidation or principal amount of securities tendered and accepted for purchase pursuant to an offer will be SO% of the liquidation or principal amount for each issue of securities (in each case, the tender offer consideration). All holders of such purchased securities will a/so receive the applicable accrued and unpaid distributions or interest on the securities, from, and including, the applicable immediately preceding distribut:on payment date or interest payment date, as 3pol:cable, up to, but excluding, the date of payment of the lender offer consideration (the settlement dale). Tenders of securities will be accepted only in liquidation or principal multiples thereof, Mounts equal to USD 1 ,(()0 or integral Holders should consult their tax advisor for complete details in reference to withholding taxes. There is no guarantee of delivery (protect) pnvilege afforded this offer. The offer and withdrawal privileges will expire at 5;00 P.M., New York City tune, on the expiration date, unless extended. This .offer will expire on December 20, 2011, You must respond by no later than. Deeemher , 2011. If we receive our instructions after these slated deadlines, we cannot guarantee our ability to act on them in time WMorgan has not received information that would indicate that this offer is sobject to IRS PLR 30 The in fOrmation contained herein is a summary that does not eontain the entire text of the offering and may not contain all the information yxiu may wish to consider in determining whether or not to participate in this offer Please refer to the offering material for the complete terms and i;oridit EFTA01595111 ions uI this offer. You should consult with your own advisors in deciding whether of not 7.o participate in the offer. The terms of the offering material prevail and Napersede any written andfor oral communications with JPiforgan. Options Option 1: TENDER PRINCIPAL AMOUN *Option 2: TAKE NO ACTION ON (QUANTITY) 'Denotes Default Option Iceounts affected by the corporate action ;tc.Striltd McGurn n400i riniMIAL. TRUST (O'lithY INC 2,s-01.4.00 The client is solely and exclusively responsible for knowing the rights and terms of all secunties owned by the client, specificafly including valuable rights that may expire unless the client take action. This includes but is not limited to, warrants, stock rights, convertible securities, bonds, and securities subject to a tender or exchange offer. Accordingly any oral or electronic information or interpretation provided by J.P. Morgan is subject to the written rights and terms as promulgated by the rssuer or applicable law and regulation, and J.P. Morgan is not responsible for any discrepancies therewith. J.P. Morgan is not obligated to take any action or render any advice with respect to the voting of proxies or other corporate actions related to securities owned by a client Best Regards, Janet Young Janet E. Youngl vice President I Private Bank.' J.P. Morgan I NMS ID t 832072 - 500 Stantoq Christiana Road, Newark DE 19713 T: 800-631 1318 F: 888 731-6607 I woet e yourip,gipmorF,an corn Alernate contact: Gina Magliocco I r 630-634-1318 Il 888 -?31-6607 To ensure a prompt tesponse, please direct your reply to our team: pb-servir.e1.3121,Ziprnorgan Lom T 800-634,131BI 8: :,731-66.07 PALLADIUM We invite you to be among ttle first to experience the new J,P. Morgan Palladium Card, an exclusive credit card produced from the preciom metal palladium. . 7411011)411it k .: 2 di 7.-0 li!._ - b, L,S.k. NA, Cr I Card ti %ubje.cl I approvoi. Wvlcurne. XSP eTRAN Applicaiion Page 1 of 4 Y*NFI.Liplagi la/ *AC P11.11tAIE.•Leit•ni Response Summary Report Security KINSICUSIP- 4.487104AAS] SeouityllY. 44f17101erfil tjecunly tytiy. CIND/CUSIP Ilakier Dia.= in, INe cArT AL 1•UNDIFIO TRUSTS lilt eri% PVC' ST PI DEC )1 NIT% !MU NI DID MIISIVIDD EFTA01595112 ITO ACHOIrl If Made - Tend.* OIV., ] CA Type Descr coon . Tenet( otter CA ID. 713(4,1 Tian Erminorist (Tree Timm sooe rer Fhectrys Date : Si Apptasnlyan Die. lb -11261i Terme -TIME CRITICAL EVE141— (.Al yce T u-,IN.imtier FAJU.r.annin Dalai Lap. 441011 DUD I b24#291$ ri Rincnid nuran Cense Dalt I WITC2111 Payabk, Date I/a1-7011 Redemorien De PLEASE BE ADVISED THAT DUE TO TIIE SI lORT T1WIErflAkiL CLiNKINA I AC 1 RAHN Ant I HE 1 INAllt 10 PERFORM A MAJUMG ON THIS OFFER IN A TIMELY MANNER ACCORDINGLY, PLEASE USE 7HI5 NOTIF1CATICN AND ALL O'fiER F1ELE1AP( NiflilP4AVON CON YAWED ihttS NOTIFICATION TO NOTIFY YOUR ca.gros OF IIIIS III ER APPHOPITIAIELY MATERIALS WILL BE SENT UNDER A SEPARA1 E. COVER One of Out financial raittioesH..s rdormed us cd a =URCHASL OfT LR oil the aborie retefenced sectfry I int rifer e. hemp mode by NO CROFP N The taletIediN nombee lot Uelnframananderlder J.:ten-kis 212-Ciu-drre 0- 066.-214-221X} Holum% must, ontAri tug Cent In Purnuase darted 12112.'11 and the leaked Letter ce leariensizel Is, the ecomitie terms and raincilions et Me diet Tine Ole' io IN.INADS41 floes cOlconsatirle an rwrlakor lo bark:woe 41 the offers r er fern mho paDCK:ton in... hurl Mu*. no fts cn hum alp- person li o. Iron. "Porn, cis urtniaul In main 11111/1 CASTY Applouabla Lecuriimes BLie Sky &ether laves The astribullan01 Ine acc.imell r oer.ain rP.clir.e In oil -no -tar. Inn ! Inroad litiniadcml. lbay beigkrn anid rmnine) may befell/1(MM by law %ISOM. reo whose pesser this dor onern comes ire reCkaren try imner Mooromprefe. rip r:crniciny And Duo undo and rilor-oud.on *Vet ft) Inierrn themoshwe admit, wild poser.rir autiN nbOfl rktlicis art io reeer io tilt ortering clocumeni br complete Oetals on tne realm -none kir pirt,- (4},snri or tho CelerS -9 Groin, N V 1.1 tit, CcrTrAiry:o., unlp0 Imirlaror. of lloutsltotmluto9 Trust Prefer fed Sunbars a•-ri Perpolual ticul Seci.rines rived in the labee .0- the Oiler to Pitchuse (:.cleey rueSec40 ne:i.upon the lerrns arid t.001ect fD Ihr! imn Judi n °Km 1N.A.Ounion *re in lb.. wranorpArle-191..crWr T[ 01150)1 era io hinder rip- and all 7i0 oolhiLrictl nog lujJ Plorerilid Sin:J/ifie2 mid Ptp4til Dttl SCKISCiCS (5011 n-wl.aToOrd IC lender adloceiely. Tie Offers anc each. an (Trent The herder order oordictemtion Ior each USD 1.000 kli...idalon or ennopel amourl of pac.trepu Inndered arid erreoled lii. erkomn ran-u -ant ii Hr. 1"11. Will Li. Ff3116 of I'm cialcir co pure -JAM iernos.ori 'or 14MASI 1:411JI of *hurtle,. On eadn case. vie lendet orie' cionuderancyA. & I tiersOf sue) DLIThDTGKI EFTA01595113 sectuisets .0.01 also reirtrar. ens. April t7a ano unpaid disInburions a 'Mere!: rin fie ser-ordiem, from Arc rnl.r4t Inn ipplicaUn 1r11,11,KIIS:0't or Nunn ra; paymani dam u• reams! :inorairl dies as hippludble up 110 U.0 owing. the dale el paymonl al the lender otter cone-deralor Lane lth/einem' [1:1111:', Terders01 bro.unres MI us a:copied only in bquidesen or principal a -no -era equal to USD 10)0 o, mlegral mug piti s the.,es.1 Holders should e041.5,1111w 1I aCNISCI,0' CCongiele GeITIIIT Inittlitnenct le wahheldirsa mum Thorn It nos sum Walla n1 fin lwryrat and othichawiti ytroloors van expre el S 00 P.M., New York City si Me. on the eaphation date. :views ei tended This ayer valespire on0ecemtor 20, 2011. YOLSIIILISI respond by no Peer than December 16. 2011 It hie reoehe your indrucaore atler thmte atetod deutelrnts. w Annnt puarerderi ern Ailey ki eel On INfun julU AFTriorspin hot nEt ron.anneed nhonnancri et WOJU initaig that Itirs ofter - s sAiyecl ID IRS PLR 302 I tintdei . The oilier blip:tic& 1 xspapp0 1 .svr.bankone.nti/XSP 5 PDeTRAN/PrintcrFn cndlyV CAV Aspx?queryStrimr-- Y2 KIX k9NzPolzNiA01mFiY29 1 bn1112Xk9M... 12/16/201 1 Welcome, XSP eTRAN Appl I can on Page 2 of 4 the Infoirrollon contariort rarer' i5„sanrrttry "nal Mins rs* 1334.1111 lhot WOW text 01 1110 catering and may not contain al the rrlarr"ttnar you may wit, to consider r diatorransirtg yoboaser or nrA to pat: owe on In 5 offer tre,55e retar In then ottliaing tradanel 4of Ma comperes harms soul csandaions dos odor. You 163.11C1 eeitf.at wiS.p strinsom in der -rang rohonsai 01 nal ID suirtrapolloo ii dm 311in. Embended Trutt • itY ANY ARO, At It NOTtRiCATIDeinF A PURChASE OFFER Dear Cusaorner: One al out litunichil cFiii eeS hos rnormerl to, f PURCHASE Of Fr R rir dui senora I ell' need security The (Alto is being made by the INC GROLP N V Thu to riphorir nimvatt kr tte intdrrratinftne rider agent is* Z12 4.30 ]f F4. oreC,6.2134-2 200 licsdins must cArtssit Int Cite- lo Puicbase Gated 12112/11 and the related Letter el tenser, ttai lot Mos complete barna and condi-sena or Via OttOt the Ober P'irrhaste drams not canal bee an mutation to pattimpate 'he attars in at from any untreaultue in cr 1.Oln vtindr, v 10 Cl if om art, person to or Orem whom* re ,robtrifcl In make our h "Ks WOO appitaddr* securities, Blue 'Shy of other tran'S Th ■ eterthoinn of Poi dot:Amore in caftans sinadtionns In piilltoCuldt, Ine darted kmpolonn nary. tNellUTI end r onnel relay be tersuostie trr tHai.Perterd into ohose possession thl dOCIArrerl OOrnet ore required by Ina Mnvr tstanagent.thai C pmpany and the tender and inicrotradon agent to illorm theme sussoue. and Ira centime, any iamb rcesnitisuns. hiestarrsn ova EFTA01595114 to refer to the ortering document for complete derails on Its e retscrictionsrlroadiespatirg in the attars. trig Grow N V the rewrap nril, nodes holders al the me:standing trust Nee. Aral Parmoluill Oil Sacuribos Irk*" in dioa Lade in the Oder to Pladoome lentertivey. the Snoutitmar 1 upon to C terms and st-teect to a -a ooncltions sei lorth in the Oiler to Rotators* anti ii Oar afIrantlinoring Lenin of Transmittal to Wider any awl it di the nutstaritong tray/ Preened Sutterot aria Pevetual Debt Securibes istecio rocarons to lende r ontnotwity. the *Ofterst an* watts, stin tOrtafq Ice tender one* Pantiles* ILI 9 (Of UrLin LISO 1.OXI lig.st121,01 IX MOM amount of SOC 'rolson loinstated snd ar,t.snetso fist purchase, our...saint to a n osier yet be BC* or the lioAdation at principal amment For ea dr issue of sawarents (in each case the rieriger offer co o stderroor • I All hoidort ri InXit punclanincl sawn emi rill also recetie the apolicabie accrued 3rd unpaid *stria .4,0114 or whited CIS 160, iiIie. 6:14111 wad onelvdrot Ole a acilcaltie immediately preceding ditilnimorrin ircrrwrnl data • ifiline51 yinl date 313 appicaoe i to tc.4 exclicing. the data is( payment of tw WOW Odle L31/41SOLIIIIIIiffin• Ilse • seddemert dater.l. Tri otter. be OacePted Gray sr Intortal dr cr PTInall•31 alraleril*au to USD 1 COO or nregrai rrutipies 'hew, Rotator tirrrAti opoult Ihr r Low *lino tor corral.... to dela' ,5a, feeererce Ic retheolt Wan Toro is no in -4f anlee a de isery (Dicsiect) pd. eg e rftnrriod th 3 tiller Trip cart mid ontryllirtail pinto loges wilh &tare at ti V Nevi Ynrt, Cry Imo. nn Hie exarollion date Lritii eslerdled Ti,e Om will expru nn December 20 2011 Yos. mut:, respond op ro later nal 6t3 31 err New YOric C troe Ca iMrs crate trfough .Ptiorgan Acceres or by a wooer, tosmoners SWIFT MT 565 roattappga Should you desee to memo Is fritrual fricarrik, reirtesison JPMenaar Of% airs offer, yois MIPT ,I.NPZInC/ try no how than 500 p m New irkCa Ip here on December 16. 2011 II wer rinsrva you ettlfle. 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CORPORATE PEORG#011ZArON DEPARTVEN" aimat:tetaaria Options Nienbilel) OpoviAl Account Busi ENCER PRNCIPAL AMOUNT; nrAP ,rsjnftgct.ihyTA•cai; net Younw I 2.116120 accourd aunurneuu Estlaly cLodue Number YKI,) 9 Page 3 014 ?auk AL count Title fResper, JAY CliAZANI) rim Eotrate„?5,ceiDrc Panicifia ID melded Don Ted Deserlsetaa ICIPAL rIAKE NO ACTVON ON (QUlterttril icnlnan RUCill 66 acebian Proc ass Stabustllottate Illtrnts:Otal Elected Ll ihlnl I ,nconiAPKT" tsp.° batypittrontlelptinin Ac "eiNCiAC Inn Text Peocraption Itaetched Security ItAluzylcheri fiec.urrhy Irl TAKk NO ACTION ON (01.1ANTrlY144978belliA3 jcims.cusir, "Ctel neiheltly Authca: t laansannetell&MIG Offe4nOt Opilent IRAN Olutipurane Elactuel Urnla iababon COdelLacsinon CuesiTrArmacho 107trdbilifTwaritiiiforrall SlatualthWasPead De:Approved Date TaallsoitsTo AvwvoreiS ial Irr1r to tiuri: I 617U. 910Appro.ect _jJanelY(7.1,2 hitp:licdc I xspap ankone.net/XSP5PDeTRAN/PrinteifriendlyView.aspnAltiel StEig Y 2F LZ XON7rsel zNJA 0.11mIT129 I hnR1.7.X1r9M 12/16/2011 EFTA01595116 Vv'cicoino, .XSP oTRAN Application ago 4 of 4 Ac urri Account Trtio INANCLAt TRUST COMPANY 1 I Opuem Tama Betts,Iption iwd Securip IT E.NL1IF F-141P4C-PAL AmOUN 704AA3 Per UAtt 1E100811 ByladudDlttTi 41,11,1 YorwrOl 1 WWI chi Sacur.ty ISPOLIS Itrri'04 P [mirk' UNts Total rlected Uotits 250CitteC cd—rtArt iteopongirCl.irsd Unit. 2502000i; NOW/Pon°ca i rtion eCidinescbon Iterroottuorlitan Typainucted Unita' 66 66 I 25600001 litiviusisorevad ElPploprovedDirte timip116—TWAs—lEvrtreeiSpecial husgtni 4lknit Ythalti I 12ftE4201*p 541lidawc„-.•=ion. fr45 Ilty hap:Yodel xspappOl.s .balikono,itet/XSP5P0eTKAN/PrinterFriondlyViow.aspx?- quoryString=Y2FLZXk9NzIMIzNjA01mF)Y291briR LZXk9M 12/16/20111 cr!: Datkrr 112162011 Doe C-Odia Dee.: Code Dor., Cc: DEC Code cGcLL Nu-rf:•21 SIO A cr.Du -ii Nu nFirs Tii356C:001. Form Type 7 I C 1 TA DEL I EFTA01595117