EFTA01386858.pdf

RIN II •094 Alpha Group Capital LLC SCHEDULE III Covenant Matrix and Related Funding Schedules Funding Schedule The Covenant Matrix and Order of Drawings tables, below, govern how portfolio purchases are funded. The Initial Facility and Preferred Shares funding schedules are as follows: Pre-Pricinq 1. The first $10 million of purchases will be funded by Preferred Shares 2. While the portfolio's Diversity Score is less than 6, the Advance Rate will be 70% 3. When the portfolio's Diversity Score is greater than or equal to 6 but less than 10, Debt will fund until the ratio of Facility/ (Facility+ Preferred Shares) reaches 75%; Advance Rate of 75% thereafter until Diversity Score exceeds 10 4. When the portfolio's Diversity Score exceeds 10, Facility will fund until the ratio of Facility/(Facility + Preferred Shares) reaches 80%; Facility: Preferred Shares Advance Rate of 80% thereafter Post-Pricinq 5. Initial Facility funds remaining purchases Note: Diversity Score is measured on a trade date basis Confidential 76 February 2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088753 CONFIDENTIAL SDNY_GM_00234937 EFTA01386858