EFTA01369415.pdf

From: Leslie Roth Sent: 11/2/2017 10:08:21PM To: Stewart 0ldfield CC: Donna Kerrigan Subject: RE: historical GMIS/banker scorecard data Attachments: Oldfield-Morris Revenues 2014.2016.xlsx Hi Stewart, Here is a file which I retrieved from GMIS for the period 2014-2016. I pulled all client accounts which were assigned to either you or Paul Morris. The only team information available at that time has you assigned as the team. Please review and let me know if it's what you are expecting. Best Regards, Leslie From: Stewart Oldfield Sent: Thursday, 2 November, 2017 5:41 PM To: Leslie Roth Cc: Donna Kerrigan Subject: historical GMIS/banker scorecard data Leslie, I'm trying to compile my GMIS revenue data going back to 2014. I was teamed up with Paul Morris for much of that time, so some of the older revenues are likely listed as a team while more recently it would be individual. Is this something you can send me? Thanks By year, here's how I think the data may be broken out: 2014 - Paul Morris individual and Morris/Oldfield joint 2015 — Morris/Oldfield joint 2016 — Morris/Oldfield joint and Oldfield individual 2017 - Oldfield individual (I have this data already) Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061667 CONFIDENTIAL SDNY_GM_00207851 EFTA01369415