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2010.wee.01 04 13 PM JI3MorgeriChase '5
J.P. Morgan Options Agreement J.P.Morgan
I.P. Moran todeles Inc.
I7C Park Avenue
New Yon, NY 10017
This ignorant b being furnished a ttat ; .P. itorgan Sedans Inc. (11845r, which kicitidea, clans the anted advents" retains,
:Pnlorgan Minn; Corp.) WC' eS et O jr broXef tn ccilrecton Wei Put and call newts Issued by the Opkons Clearing Crooned«
rOCC").
1. 7he urdersigned ;indenter:I§ that eny oppol transaction nude kr I *noun: is subjen to the rules, regulation, customs, end
«Nei of Me OCC and at the registered national securkee orange, Mora! senates issocntion, doing °ionization er
market apoicabb to suen tremor The Linden:rod Oren to abide by sutt' runs, repleton, cisterns and usages The
undersigred understand§ Mat its account at INC is eveact to P0eition and exercise Units Citibilted by onion regulatory
onantetion or market* end Mat such knits apply k the eggregata to et accounts d the imam:tin at "MS! rd any other
ta The underbred brow that, setts aloes Or In Caner with others, k will not exceed any hopicale cosltlor. or issinne
limits.
2. JPM51 le under ro otilgition to corny to the undue-4nd troy kibmisdon relating to the urdertftg IvecuntlaS Mired by Me
c9tkin or any Secedes related ttno, or any irtorrrakon renting to the options "hetne- sigh Trio< matkm le thiw, or tweaks.
known or 'reliable.
3. It stiti be the sole responsibility of the undersigned to nirase, M apnoir ard timely manner, any right, pi Merge or otiNgotIon
of any put option, cad option, or the option which:11MM msy purchase, handle, entora or any for the account(s) of the
urdersianck.
4 In case of the undersigned's tosisenn or WPM or the ersament of Its property, IPM5I nay, with respect to wry intone
contract pcVfle, take with etepe es IPMS1 may consider necessity r eppropriata to prated lPMS1 agetres en.
5. The undersigned his rooked from PefS1 Me Option Disclosure Document 'Characteristic: and tnt of Sterdirdind options'
dated Farvery WA end understands Me Inhormetion cortonn therein end aff mar specittary the Wowing:
I. met bah me purchase and Me writing of uncovered options cooed Invoke* high degree of risk, ore not
suable kon mini lOYeltOri and, eccordingly, shun: be entered Into only by Investors who understind the nee^
and extent of tiar rights and obligations arid ere tutt' aware of Me inherent risk Invoked.
b. :het the undereetna should not pus chess eny option unms retest.* to tocsin e tot ine or the premiert and
transit:don ante and (I) Mat the OCierdonsid should not write a call opton ono it either own the um:irking
security (or a gecurfty convertlbk, exchangeable r eatable into such underlying security) or take to sustain
subeternel finenClal knee and (II) that the union:gad toad not ante a p.1 option wine it Is ank to dank
the Ibis resulting horn punnet% the underlying security at Na litlfabll win, which trey be suladistiety slows
the markar price at the Orr* of Itokronta of NI put option to fly undersigned.
c. That the eichenges or ocher repository bodies may rent troneactions In isertkvier mate or Me curds' of
olOons contracts in their diecredit ?reel One to time, end
O. That the urriersIgnet has nØ part:Warty these settere of the 09dorw Daukeure DOcurrant whist monnnwrig•
the rile bØ Invoked in option tiling and t has da erited that in view of Its friencial strati and
ktvestmrt objectives opfdons trading 4 not unsuitable for it.
6. The sndereloned ins read end underotood the cocoon or the Options NC*" Dotment ',Met 'ExerChle and
Ans/grArvere. The odenkned is aware that any own or index option It may hod with an n'te'rndirre Vaka d Or.
Cent '$0.01) r more et neiritOn WO be autometicelly exerdeed by the Options Owns Corponoon If the undertone'
fits to gin Instnictions to the contrary ty isolation date. The undersigned n also aware that It may not main tan'
rots of en exercise r enignment van the wok knowing the expleohon date.
7 »NSI no have re respoesbflty to notify the adersigned when of option k its account b nearing etatetIon and We
mOersioned we one no claim for dreg" or lon arising @At of Me fact that en option In los account was not tigertind
WISH It has instructed ~I to owe* such option at or bare the tent intend by )PILS).
8. The undersigned undrstards Met margin requirements ex* in connection WM certain options end It woe to meet all
merge' or§ as trade by »MS!. Putt, tie wrichnig nee unorstands that certain opt:tone accounts an cinder« to in
margin accounts and It represents then It I duly authorized to open and airy such malm account(s).
9. Where the uncensored b a oiler of in option, WitSI Is othorked In Solt Carron end ~Out neiradon to the
urnendgned, in the event that undersigned does not mot :PIMSI's margin nits tomtit, ta take any and tee steris
necessary to protect )PISS from lass or demege 'sting out ci any put option, call option or other oodon transactors made
for the scoount of the untlerdited *Including buying of mining ohOrt.(r short exempt) for the eocount of and at the risk of
the undersigned any pet of ret the shafts represented by options inbreed ter .liaMSI and for the litalAnt d the
cdOweigned, or buying for Me 'noun of and at the rix of the under-Opted cry put option, ern option or other oottor as
pets; may dern necessary to protect IPwSI tally from oss or Osman
10 The undersigned warrants Vet °Mrs are silt* for NZ account err conterag the potentat mantel obralidons and
'to that It understands the trading d onion and the tune...toning of the altara market The unStaigned robes and
understands that any form of options tredbig has e florae of Inherent risks connected therewith and It My repaid
Irenclaby to sndernice audt risks end to withitend any losses created thirty. The undersigned eanosoniges Net it ,ai
recred a copy of the Morgan Attain Ditheltnee Approval Form or the Motor DerneMes Account &PP Caron
toneirer; inforrnisthin Provided by the sndidligned upon Mild NU relied. The undenigned hereby yoked Me
ecarrecy of that InfirmetIon and agrees to inform PM51 ptonptiy at eny mantel change in the informadon.
3.P. :roman Use Only MANUAL TRW COMPoin Title SPN CAS
: d 2 Casey Mary C Denkeramestor 06709
Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00063925
EFTA01584095
ℹ️ Document Details
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35e30e73c110480e97b2ec4595e3dd613227865f000493ef72268d5216676c02
Bates Number
EFTA01584095
Dataset
DataSet-10
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document
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1
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