EFTA01518527.pdf

CHISLAINE MAXWELL - OAP IHD ACCT. For the Period 5/1/13 to 531/13 INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selection Method Description Cost Amount Amount 5/28 Foreign Dividend UNITED OVERSEAS BANK LTD SPONS ADR la 0.636182 1,340.000 0.636 852.48 PER SHARE (ID: 91127140-2) 5/28 Foreign Dividend UNITED OVERSEAS BANK LTD SPONS ADR @ 0.159046 1,340.000 0.159 213.12 PER SHARE (ID: 91127140-2) 5/31 Mist Debit COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR 890.000 0.008 (BIZ REP NON VOTING PFD ADR FEE DEBITED FOR 12.85484349% STOCK DIVIDEND PAID ON 5/14/2013. (ID: 204409-60-1) Total Inflows & Outflows $7,990.29 TRADE ACTIVITY Note: L indicates Long Term Realized Gaintoss S indicates Short Term Realized GainiLoss Settled transaction was initiated in prior statement period and settled in current statement penod Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gainr Loss Settled Sales/Maturities/Redemptions 4/26 Sale DIAGEO PLC SPONS ADR NEW* 120.42824,817.13 (40.000) 120.386 4,815.42 (4,728.39) 87.03 S* 5/1 High Cost BROKERAGE 1.60 TM &JOR SEC .11 ESI SECURITIES COMPANY (ID: 252430-20-5) 5/23 Cash In Lieu COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR 0.410 10.829 4.44 4.44 L 5/23 REP NON VOTING PFD CASH IN LIEU OF FRACTIONAL SHARES (ID: 204409-60-1) Total Settled Sales/Maturitles/Redemptions 34,819.86 ($4,728.39) $4.44 L $87.03 S J.P Morgan Accour lD age 13 of 14 Consolidated Statement Page 49 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045760 Chase CONFIDENTIAL SDNY_GM_00314958 EFTA01518527