EFTA01389124.pdf

KYC Print Page 1 of 22 DB PWM GLOBAL KYC/NCA PART A KYC Case # St a: J S 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN. JEFFREY RELATIONSHIP Booking Center New York Relationship Manager: Stewart Oldfield ❑ New PWM Relationship Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach o'd profile: • • • This KYC is a periodic review for high risk remediation• • ' Relationship to FWM: Original KYC— ONLY adding signers to account. All signers have already been approved in previous KYCs. Please rush as this is a simple update. Darren Indyke was approved in KYC Harry Beller was added in approved KYC 2 Client Referral ❑ RM Prospect ❑ Intermedlary/FIM ❑ Other Source (CIB, etc.) How Was the Client(s) Introduced? How long has the RM personally Please provide details ( .g. name of referral source. how many years RM personalty has known client. known the client? etc.): Jeffrey Epstein r ached out to Sew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and dd two new signors to this new acct only. Does Deutsche Bank pay ❑ Yes I2 No a retrocession or similar compensation to a third party for the introduction of yes, desenbe): of this relationship? List all existing and new accounts Involved In this relationship Legal Entity Account Name / Number Coen.ng Date 0ntencleo. an:a i Account(s) I j Southern Financial. LLC Deposit 9'5,2013 2 2 Southern Trust Company. Inc- Deposit. 8. 27/2013 3 to Jeffrey Epstein - Deposit 3/6/2016 4 Ea .1 Eps,ein Virgin [slant's Foundation, Inc - Brokerage 9/30/2013 Who is the primary contact person for the Preferred method of RSA? (Note: This person Darren Indyke contact(indiate phone needs to have signatory no., fax no.. e-mail rights and/or information address. etc.): right for the accounts.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Dieze... 1/11/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093443 CONFIDENTIAL SDNY GM_00239627 EFTA01389124