EFTA01373836.pdf

Original Message •» From: Richard Kahn [mailto: » Sent: Thursday, Jul 13 201 11: AM » To: Vahe Stepanian » Cc: Stewart Oldfield Darren Indyke Jeanne Brennan » Subject: Re: [C] » AMD » thank you •» Richard Kahn » HBRK Associates Inc. » 575 Lexington Avenue 4th Floor » New York, NY 10022 » tel 212-971-1306 » fax 212-320-0381 » cell • >» On Jul 13, 2017, at 11:07 AM, vahe Stepanian wrote: >» >» Classification: Confidential >» >» What is ticker? >» >» Original Message >» From: Richard Kahn [mailto: >» Sent: Thursday, Jul 13 2011111 : AM . >» To: vahe Stepanian >» Cc: Stewart Oldfiel Darren Indyke Jeanne Brennan >» >» >» we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you >» Richard Kahn >» HBRK Associates Inc. >» 575 Lexington Avenue 4th Floor >» New York, NY 10022 >» tel 212-971-1306 >» fax 212-320-0381 >» cell >» >» >» >» >» >>» on Jul 13, 2017, at 10:57 AM, vahe Stepanian wrote: >>» >>» Classification: Confidential »» >>» Hi Rich - Southern Financial can trade listed options, including sold puts. >>» >>» On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. »» >>» Thank you, »» vahe >>» >>» Original Message »» From: Richard Kahn [mailto: »» Sent: Thursday, Jul 13 2017 10:27 AM »» To: Vahe Stepanian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068223 CONFIDENTIAL SDNY_GM_00214407 EFTA01373836