EFTA01299326.pdf

From: lauren Brooks To: Mak:I& MMUS AMI Kyr Subject: CLEARED: FIRCOSOFT ALERT_ Darren Indyke [1] Date: Friday, August 31, 2018 8:03:49 PM Classification: For internal use only Hello, BLAFC-WM has reviewed the Fircosoft alert generated (8/20/18) for Darren K Indyke and BLAFC-WM clears this alert from an AML perspective as the alerted material was previously reviewed and cleared on (10/12/16-10/13/16). Kind regards, Lauren Brooks Lauren Brooks AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. + Email From: Alka Babu Sent: Thursday, August 30, 2018 10:08 AM To: PWMUS AMLKYC Subject: FW: FIRCOSOFT ALERT_ Darren Indyke [I] Classification: For internal use only Hi Team, Attached please find the clearance email received in the past for the party Darren Indyke for your review. SDNY_GM_00065238 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0028063 EFTA_00I 75738 EFTA01299326  Please provide an updated clearance to help us proceed further. Thank you I Kind regards, igI Alka Babu KYC Case Representative Deutsche CIB Centre Private limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Ninon Knowledge Park, Western Express Highway GOregaon East. Mumbai 400063 , India Tel. Mobile From: Mamta-A Choudhary Sent: Monday, August 20, 2018 7:59 PM To: Alka Babu Cc: PWM BIS-Research >; PWMUS AMLKYC Subject: FIRCOSOFT ALERT_ Darren Indyke Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. Mamta Choudhary Analyst I Research and Control DBOI Global Services Private Limited COO Wealth Management Operations A-1& A-2, Evolve Mahindra Technology Park, Inside Mahindra World City - SE2, 302029 Jaipur, India Mobile- Email SDNY_GM_00065239 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0028064 EFTA_00 I 75739 EFTA01299327  SONY_GM_00065240 CONFIDENTIAL - PURSUANT TO FED. R.caN(FIDENTIAL DB-SONY-0028065 EFTA,I 75740 EFTA01299328