EFTA01373057.pdf

Pusift,*Peeporm From: Courteney B Fornal Sent: Monday, January 05, 2015 10:37 AM To: Dmitri Saks; Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML; Mark Whyman Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Dmitri- Can you tell us why this is taking so long? It's been with AML with several weeks now, correct? Courteney Fomal Global Markets Complex EatslY Deutsche Bank Securities Inc. 60 Wall Street New Y r 1 - 36 Direct Desk Fax Email PianinciaPerms eDisclaimcr hito://onnthcocc.contipublications/risks/riskstoc.odf From: Dmitri Saks Sent: Monday, January 05, 2015 10:33 AM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; Courteney B Fornal; US-CB S-AML; Mark Whyman Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Hi Anastasia, Yes, it is still pending. I should be able to provide a more definite answer tomorrow. Thanks and regards, Dmitri CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067057 CONFIDENTIAL SDNY_GM_00213241 EFTA01373057