EFTA01427132.pdf

Subject: RE: [I] From: Nina Tona Date: Thu, 15 Fe To: Xavier Avila <[email protected]>, Stewart Oldfield Cc: Martin Zeman Classification: For internal use only Xavi — I don't see anything under Third Lake Capital or Wanek in dbCAR. Thank you Nina Tona From: Xavier Avila Sent: Wednesday, February 14, 2018 8:04 PM To: Stewart Oldfield Cc: Martin Z Nina Tona Subject: RE: Great, Nina pls come back with the dbCAR/numbers/KYC(?) and we put a plan... From: Stewart Oldfield Sent: Wednesday, February 14, 2018 7:47 PM To: Xavier Avila Cc: Martin Zeman Nina Tona Subject: Re: All major accounts. Southern financial we all know well. Elysium is Leon black. Willett is Michael Bloomberg and third lake is the wanek family EFTA01427132 (Ashley furniture). Would be interested to see if we've traded in the last three. Even if we haven't, lots of opportunity to pursue. Can discuss potential product mix. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. On Feb 14, 2018, at 7:03 PM, Xavier Avila wrote: EFTA01427133 Stewart, these are the 4 accounts we see in GM attached to your name... Let us know which ones are priority and we look at what we have in terms of onboardings and past revenues. Thanks. Southern Financial LLC From: Martin Zeman Sent: Wednesda 8 4:01 PM To: Nina Tona Cc: Xavier Avi a Stewart Oldfield Subject: [I] Nina, have an account in GM. Would you please send me screenshot/anything you have on it as far back as possible? Thanks Martin <image001.gif> Martin Zeman Director I Key Client Partners EFTA01427134 Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue, 10154-0004 New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01427135