EFTA01355658.pdf

K YC Print I. Corporate Documentation Attached (Legal Entities Only) ■ Yes ❑ No ❑ Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) ❑ Yes ❑ No ❑ Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? ■ Yes ■ No Is the account structure unusually complex? ❑ yes ❑ No Is there any indication the client set up a non operating company expressly for the purpose of trairafei 1ing shares to third parties? Yes ■ No Is there any indication this could be a prohibited business relationship? ❑ Yes ❑ No Are the bearer shares identified subject to acceptable controls? ❑ Yes ❑ No https:AthforecTibmy.salestorce.comf...RveESqb3INeTRSTXpWYSxhWjAlcjIWZIcwaXNyem.1McjRweml.R.FIXWmtNROpo&autoMapValues- 117/101019 11:18:17 AMf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0040899 CONFIDENTIAL SDNY_GM_00187083 EFTA01355658