EFTA01371983.pdf

Port to o -o dings Disc osures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal (or your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness (or a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. M essages Important Reminder for Pershing's 2018 IRSForm 1399 (B, DIV, INT, M ISC and 0ID): As a reminder, by February 15.2019, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1399. Your 1399 will be mailed no later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at Viper share. it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary amounts snowna m Pass CreditsThisPeriod DebitsThisPeri:id Net ThisPerio4 Ounitiseeer4o•Date DebileYeer4o•Dere Net Yeakotiale Dividends and Interest $44 424 88 $0.00 $44,424.88 544 424 88 SO 00 $44,424.88 Cash Withdrawals 0.00 4,000,000.00 4,000,000.00 0.00 -6 000.000 00 4,000,000.00 Deposits 1.570 28 0.00 1,570.28 1 570.28 000 1,570.28 Total Cash $1 570 28 46.000.000.00 45,998,420.72 Et 570 28 -56.000 000 00 45,998,429.72 Totals $45 995 16 46 000 000 00 45,954,004.84 545 995 16 46.000 000 00 45,954,004.84 Page 6 of 9 Account Number: N46-024943 Rated Eitellent Clearly tray* Penabet LLC. • wholly *ad O0S10537 Go paperless Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 stinkfurey of The Bakal Ni. Wet Menge C000ration (WY Melon) SNOUT 00ILACRY EXCELLENCE Parterre LLC. member MM. NYSE StPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065580 CONFIDENTIAL SDNY_GM_00211764 EFTA01371983