EFTA01372588.pdf

From: Natalie Barak Sent: 4/3/2019 10:14:06 AM To: Daphne Gales CC: Brigid Macias Stewart Oldfield Subject: FW: returned funds to Caterpillar Hi Daphne — do you have a minute to discuss today? We are off-boarding this client. The last wire they sent out (bringing their account to zero) bounced back but we had already closed their deposit account. Since it is a trust, the funds can't be credited to another entity. We wanted to re-open the account, credit the funds, resend the wire and then close the account again. We are now being told by AOG that a new KYC must be processed in order to complete. Is there a more efficient way to handle? Can the bank cut a check for the funds that we can mail to the client? Natalie Natalie Barak We President f Relationship Officer Deutsche Bank Wealth Management De-,itsche Bank Trust Company Americas 345 P.bri, AVOililt. New York, NY 10154 Tel. Fax Email teSUrltes Othret1 tiara...to (1,1Le he ea l'<57,a.fl:rh at. From: Stewart Oldfield Sent: Tuesday, April 02, 2019 7:34 PM To: Natalie Barak Cc: Brigid Macias Subject: Re: returned funds to Caterpillar Ok. I remediated most of these last year. I land at 1:30pm tmw. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066334 CONFIDENTIAL SDNY_GM_00212518 EFTA01372588