EFTA01523189.pdf

GHISLAINE MAXWELL-HY ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Type Per Unit Rooted Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 7/8 Sale VVINDSTREAM CORP 7 7/8% NOV 01 2017 DID (20,000.000) 109.25 21,850.00 (21,450.00) 400.00 L 7/11 High Cost 10/08/2009 @ 109.25 CREDIT SUISSE FIRST BOSTON LLC (ID: 97381WAJ-3) 7/8 Sale MGM RESORTS INTL 6.625% 12/15/2021 DTD (15,000.000) 102.25 15,337.50 (15,582.50) (245.00) S 7/11 High Cost 120012012 (1102.25 MLPFS INC/FIXED INCOME (ID: 552953-CA-7) 7/8 Sale BURGER KING CORP 9 7/8% OCT 15 2018 DTD (5,000.000) 111.58 5,579.00 (5.762.50) (183.50) S 7/11 High Cost 10/19/2010 @ 111.58 FIRST UNION CAPITAL MARKETS (ID: 121207-A42) 7/8 Sale FELCOR LODGING LP 6 3/4% JUN 01 2019 DM (5,000.000) 104.05 5,202.50 (5,057.50) 145.00 L 7/11 High Cost 05/10/2011 • 104.05 FIRST UNION CAPITAL MARKETS (ID: 314300-B8-2) 7/8 Sale HCA INC 812% APR 15 2019 DTD 04/15/2010 at (20,000.000) 107.625 21,525.00 (22,250.00) (725.00) 1 7/11 High Cost 107.625 FIRST UNION CAPITAL MARKETS (ID: 404119-BF-5) 7/8 Sale STARZ LLC/STARZ FIN CORP 5.000%09/15/2019 DM (10,000.000) 99.00 9,900.00 (10,305.00) (405.00) S 7/11 High Cost 02/13/2013 @ 99.00 FIRST UNION CAPITAL MARKETS (ID: 85571N-AB-5) 7/8 Sale VULCAN MATERIALS 612% DEC 01 2016 DID (10,000.000) 107.875 10,787.50 (10,975.00) (187.50 S 7/11 High Cost 06/14/2011 6 107.875 FIRST UNION CAPITAL MARKETS (ID: 929160-A0.2) 7/8 Sale CONTINENTAL RESOURCES 5% SEP 15 2022 DM (5.000.000) 100.521 5,026.05 (5,073.75) (47.70) S 7/11 High Cost OW14/2012 @ 100.521 CSI US INSTITUTIONAL DESK (ID: 212015-AH-4) 7/8 Sale AVIS BUDEGET CAR RENTAL 8 1/4% JAN 15 2019 DID (5,000.000) 108.504 5,425.20 (5.572.50) (147.30) S 7/11 High Cost 01/15/2011 (It 108.504 MILLENNIUM ADVISORS. LLC (ID: 053773-AN-7) J.P.Morgan Page 19 of 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050800 Chase CONFIDENTIAL SDNY_GM_00319998 EFTA01523189