EFTA01358167.pdf

DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: Countty United States Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 8 Alert ID: 1559801.11522860 Entity Information Entity ID: Entity Name: Southern Financial Group, Inc. Address: Charleston, SC, UNITED STATES Event: FRO - Fraud, Scams, Swindles ALL - Allege 12,22/2004, alleged that Southern raised at least $25 million through a fraudulent scheme invohring the sale of short-term notes on behalf of UC Properties LLC. Source Information RDC UM.: https://nrid.rdc.cortVwss/entity.html?entityld=c5d5dba1600b314f5d3f3d53eb346cc4 Source Name: SEC Litigation Releases - 2004. 05/12/2012 Source URL: http://www.sec.00vnitigationAitreleases/litrelarchive/Idarchive2004.shtml Entity URL: http //www.sec.qov/litigation/Areleases/Ir19009.htm °moisten' ..t the terms and omelitions of your RDC Subscriber Agreement the eh:emotes+ contarned n thodecumeM is for alert purposes only ands rot to be used la purposes ol deterrent-se an 'Sem% throaty for any melt or any other FCRA permeable purposes User bother ag ees to hold such national and eformshon in settee conrdenx. not to make use thereof Met than for authorized purposes to relate t only to employees requiring such orderrrabon. and not to release or disclosed to any other party The Alert nterrnabon contained in the document nay or troy not pertain ti the incandual or entity referenced in your inquiry. Page 8 of 10 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045582 CONFIDENTIAL SDNY_GM_00191766 EFTA01358167