EFTA01373110.pdf

Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005-2836 Passio-h.-frr Pe/0ns- From: Courteney B Fornal Sent: Monday, January 05, 2015 10:37 AM To: Dmitri Saks; Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML; Mark Whyman Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Dmitri- Can you tell us why this is taking so long? It's been with AML with several weeks now, correct? Courteney Fomal Global Markets Complex &illy Deutsche Bank Securities Inc. 60 Wall Street N Y rk NY 10 -8 PastritrKirr Perfan,,. From: Dmitri Saks Sent: Monday, January 05, 2015 10:33 AM To: Anastasia Pringle CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067130 CONFIDENTIAL SDNY_GM_00213314 EFTA01373110