EFTA01362085.pdf

From: Vinita Advani Sent: 9/12/2018 10:29:09 AM To: Daphne Cales ; Bradley Gillin I; Vijay-A Sawant Ivijay- ; Richard larossi CC: Hol er Pauco-Dirscherl Holger Pauco-Dirscherl' ; Derek St-Hilaire Subject: Discussion : Gratitude America Ltd Location: Dial In + Start: 9/14/2018 10:30:00 AM End: 9/14/2018 11:00:00 AM Show Time As: Tentative Recurrence: (none) rainy. Canyon please set some time for all of us to discuss tomorrow? I received some clarity from the AM? team. Thank you. Kind regards, Daphne Cales Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas 345 P - ew York: NV: USA Tel. + Fax + Mobil Email Panio-m-ler Piteftmea• From: Vijay-A Sawant Sent: Tuesday, September 11, 2018 9:29 AM To: Daphne Cales Cc: Vinita Advani Subject: FW: Rejection Points KYC # - Importance: High Hi Daphne, As discussed on call today, following are case rejections we have received from KG. Point 1 identifies the donor as UBO and this info can be verified from Pg 53 of the US Addendum, relevant paragraph provided below for reference. Also attached in this email are the Form 990's for year's 2014 2015 & 2016. You can see that the 510mn donation was received in 2015. Previously approved KYC Cases approved in Aug 2017 where this donor was not identified. Why is this an EDR now? Please advise how to proceed with this? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051391 CONFIDENTIAL SDNY_GM_00197575 EFTA01362085