EFTA01252886.pdf

KYC Print Page 1 of 25 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01195111 Status : 6. Approved One sheet must be established Der relationshi • list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIOUSHIPMCCC0483290 Booking Center. New York Relationship Manager: Paul Morris O New PWM Relationship 1O Existrig PWM Relaticnship Relationship to PWM: If existing, please indicate since when the relaticnship mists, provide reason for new profile and attach old profile: Update of KYC #01133624 to add Darren lndyke as an authorized signer. Darren has been approved in KYC #1133377. See attached LOA to add re' a Client Referral iA RM Prospect O IMermedary/FIM 0 Other Source (CIB, etc.) How Was the Cbent(s) Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personally has knovm client, etc): Jeffrey Epstein is RM person* known the a arreM dent of the Bank. Wants to open a new account. Vert:dud:en details of Paul and Jeffrey: Jeffrey Epstein was a dent dent? of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMcrgan. Over the course of a few meetings Pati was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a • Yin retrocession or similar I El No coneensaticn to a third party for the introduction of this (If ft , cksarbe): relabonshp? List all existing and new account involved in this relationship Legal Entity Account Name / Number Deering Date (intended/actual) Account(s) I r, Hypericn Air Inc 10/16/2013 2 @ Hypericn Air Inc .. Money Market 10/16/2013 3 5 Hypericn Air LLC 10/16/2013 4 fri Hypericn Air LLC •• Money Market 10/16/2013 5 Q JEGE Inc 10/16/2013 6 Q JEGE Inc — Money Market 10/16/2013 7 5 JEGE LLC 10/16/2013 8 5 JEGE LLC •- Money Market 10/16/2013 9 2 Plan D, LLC 10/16/2013 10 2 Nan D, LLC — Money Market 10/16/2013 Who is the primary contact person for the RM? (Note: Preferred method of contact This person needs to have Harry Beller (indicate phone no., fax no., signatcry right andbx e-mail address, etc.): information right for the accounts.): CONFIDENTIAL - PURSUANT TO FED. R. Ce I ONFIDENTIAL SONY_GM_00037324 DB-SONY-0000148 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147936 EFTA01252886  KYC Print Page 2 of 25 One sheet must be established for each account to be opened 1. Account Ownership Summary Account Name: Hyperion Air Inc Act Number (stavaablei Account Manager: Paul Morris What s the purpose of the accost (e.g. portfolio management, advisory account, custody services, longterm Investment, payment/expense account)? Checker; account to hold the funds necessary for the costs associated with owning/running cne of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Bookrig Center (indicate DB location and account details): 2 Other Institutko (Indicate name & location): JP.Morgan. New Yak El Physical Deposits (specify cash, searitim, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month rangrig from $1,000 to $10,000 I Oency jr' I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I 1 100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after openrg? Coes/will the client have Assets Under Management (MEW) within DB under Eur. 3M? 0 Yes 4 No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this axcunt (> 1can be selected). • (none of the check boxes apply, describe the party's relation to the accost in the ",Other" column. • Ahvays describe the relationship between the parties in the last column. • Please drill down to the ultimate/undedying Beneficial Owner(s) _egal Description Account 'IC Settior of Ultmate Signatonft.initedhnandal Significant _egal Grantor/Setticifotridine Other .inter- - ISource Harder 3wner Trust / Benclioalor AA )OA nterrnediarySharehaderlepresentative Donor (please of Wealth Founder of-Owner POA fill) (>=25%) describe required Foundation Non4'IC other roles entity and/or Parties (indicate indicate related tc ownership relationship this Ye) between account parties) I e e Kyperior co, Ar Inc w O ❑ O O O O • O O O Ewa n D O El o o O o o 2 O ...4 en — 2 3 O O RarrY Beller O O O O 0 O O IT O O 4 O M Darren Indyke ri " O O O 2 O O H o o SONY_GM_00037325 CONFIDENTIAL- PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000149 EFTA_00147937 EFTA01252887  KYC Print Page 3 of 25 2. Account Ownership Summary Account Name: Hyperion Air Inc — Money Market Acct. Number (ifenefitrbfe): Account Manager: Par/ Mn What is the purpose of the account (e.g. portfolio management, advisory acozunt, custody services, longterm investment, payment/muse account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? El De Group: Same Booking Center (indicate account number): El De Group: ether Bookkig Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): jPMorgan. New York El Mwskal Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranger.; from $1,000 to $10,000 What s the expected volume of assets and currency for the account approx. 90 days after (Currency opening? I I USD What s the expected volume of assets and currency for the account approx. one year after 1200000 I Currency opening? I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 314? ChemEl No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relatizinhip of the party to this account (a 1can be selected). • f none of the check boxes apply, describe the party's relation to the accost in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s) .egad Description AccountPlC Settlor of Ultimate SignatortmiteckAnandal Significant _egal Grantor/SettlorFounding Other Entityof Source Hader 0wneerrust / Bench:labor Fuji VOA MermediaryfohareholderRepresentatwe Dona (please of Wealth Founder &Owner DOA (F1M) (>=25%) describe required Foundation Von-PIC other roles entity and/or Pates ;. indicate indicate related to ownership relationship the -34) between a000unt parties) lefi rey i—i ra Epstein .—. O O 2 El O • O O O 1 El Hyperion " O O 2 2 5 Air, Inc c-1 ❑ O O O O O O O 3 • • HarrY Beller 0 0 0 O 2 0 O O O O Darren n Do 4 El • El El El El ■ • El El Indyke " SONY_GM_00037326 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000150 EFTA_00147938 EFTA01252888  KYC Print Page 4 of 25 2. Account Ownership Summary Account Name: Hymnal Air LLC Acct. Number fir dierrbAcei Account Manager: Paul Morris What 6 the purpose of the account (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkeig account to hold the funds necessary for the costs associated with owning/running ale of Jeffrey Epstein's airplanes Indicate from where the assets are expelled to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booki-ig Center (indicate DB location and accoult details): g Other Institudal (Indicate name & location): II:Morgan. New Yak • Physical Deposits (specify cash, securities, cheques, ...): What IS the expected size and frequency of regular inflows and outflows for the account (indicate estinated number and volume per moth)?: Roughly 10 inflows and outflows per math ranging from $1000 to 510,000 I Currency I SD What is the expected volume of assets and currency for the account approx. 90 days after opening? I I 100000 I Currency I LISO What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets littler Management (Ault) within DB under Eur. 314? O Yes RI No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accoure (> I can be selected). • f none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimaterundenying Beneficial Owner(s) .egal Description AccountP!C Senior of Ulanate Signatory..imitedfinandal Significant _egal Grantor/Settlatotedine Other Ritityaf Source Hader Ownertrust / Benuidalor Ful PO* IntermediarySharehaderRepresentative Dona (please of Wealth Founder ofOwner DOA (FIN) (>=2S%) describe required Foundation Non.PIC other roles entity and/or Parties (indicate indicate related to ownership relationship this 36) between account parties) Hypenoril o t 1 2 2 Air, LLC w O O O O O O O O O e O O 2 O n Eogein .--, 2 El O O O O O 3 0 0 Belt' 0 0 0 ll 'a O O O O O I er Darren O O 4 O O Indyke n " ❑ O El O • • 0 El SONY_GM_00037327 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000151 EFTA_00147939 EFTA01252889  KYC Print Page 5 of 25 2. Account Ownership Summary Account Name: Hyperion Air U_C — Money Market Acct. Number (Ifevade, Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the hinds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? ❑ DB Group: Same Booking Center (indicate account number): ❑ DB Group: Other Bookrig Center (indicate 06 location and account details): 2 Other Insbtutial (Indicate name & location): JFflorgan. New Yak ❑ Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to 510000 What is the expected volume of assets and currency for the account approx. 90 days after I Currency opening? I I USD What is the expected volume of assets and currency for the account approx. one year after 200000 I Currency opering? I USD Does/will the client have Assets Under Management (Auld) within DB under Eur. 3M? ❑ Yes@ No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accoure (> 1can be selected). • f none of the check boxes apply, describe the party's relation to the accost in the "Other column. • Always describe the relationship between the parties n the last column. • Please drill down to the ultimate/undenying Beneficial Owner(s) I Motion AccountPIC Settler of Ultimate SignatoryamitecFinandal Significant _egal Grantor/Settlorfounding Other Source /insider Ownertrust / Bensidalor Fuji OA Intermedian/Sharehdderlepresentative Dona' (please Wealth Founder ofOwner DOA (FIM) (”29%) describe aired Foundation Non-PIC other roles entity and/or Parties :indicate indicate related to ownership relationship this 4) between aocctrit parties) I Hyperion( DI ❑ ❑ Air, U.0 w ❑ ❑ ❑ ❑ ❑ ❑ ❑ 2 ❑ O " Beller ❑ ❑ ❑ ❑ 2 ❑ ❑ ❑ ❑ ❑ 3 ❑ e Jeffrey Epsten ❑ l--i ❑ ❑ ti a ■ ❑ ❑ 0 ❑ Darren in O O 4 El O Indyke 1-1 O 21 O O • O O SDNY_GM_00037328 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB•SONY-0000152 EFTA_00147940 EFTA01252890  KYC Print Page 6 of 25 2. Account Ownership Summary Account Name: 3EGE Inc Acct. Number (laverlafie). Account Manager: Pad Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkng account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? El DB Group: Same Booking Center (indicate account number): O DB Group: Other Bookng Center (indicate Cer location and account details): 2 Other Instrtutiai (Indicate name B. location): Whlorgan. New Yak • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000 'Currency I USO What s the expected volume of assets and currency for the account approx. 90 days after opening? I 1100000 1Currency I USO What s the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets Under Management (Aunt) within DB under Eur. 3M? O Yes 72 No Please list all parties related to the account. For each party: • Check if a source of wealth description s required for the party. • Check the appropriate box to describe the relationship of the party to this accamt (> 1can be selected). • f none of the check boxes apply, describ the party' relation o the amount in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlyi g Benekial Owners . _.gal Description Account PIC Settler of Jlbmate Signato MitecIFinancial Significant - • -1 I.. arantalSetborfoundingOther Entity& Source Holder Ownerfrust/ Beneficiallor Full POA ntermediarySharehdderetepreseMative Donor (please of Wealth Founder of Owner POA ,FIPI) (>=25%) describe squired Foundation lon•PIC other roles entity and/or Parties (sxlcate 'ndicate related ownership relationship to this %) between aomuit Dates) 1 O 12 Ea Inc 2) OO❑ O O OO 0 0 0 2 O 0 wire, n O O a O • D 0 0 Epstein .--, O 3 O O HarrY O Beller O O O 2 O O O O • Darren n D O 4 O O fndyke "1 ❑ O O O O 0 0 • SDNY_GM_00037329 CONFIDENTIAL- PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000153 EFTA_0014794 I EFTA01252891  KYC Print Page 7 of 25 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct. Number (ifalatie). Account Manager: Paul Morris What s the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the funds necessary fa the costs assodated with owning/running one of Jeffrey Epstein's enplanes Indicate from where the assets are expected to amve? CI DB Group: Same Booking Center (indicate account number): El DB Group: Other Bcokkig Center (indicate DB location and account details): 2 Other Insbtuticri (Indicate name B. location): JPflorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I I ajiTencV What is the expected volume of assets and currency for the account approx. one year after 1200000 I Cuirency I USD open g? Does/will the client have Assets Under Management (Ault) within DB under Eur. 3M? O Yes El No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the emendate box to describe the relationship of the party to this accent (> I can be selected). • f none of the check boxes apply, describe the party' relation to the ao:ount in the "Other column. • Always describe the relationship between the parties n the last column. • Please drill down to the ultimate/underlying Benefcial Owner(s . .egal Description Account PIC Senior of Jlbmate Signaton/iiimitectFinancial Significant - • -1 Srenta/Setdafoundin4Dther inter/ Source Helder Ownerrust / Beneficialar Full POA MermediarySharehddeetepreseMabve Donor (please of Wealth Founder of Owner ?OA ,FIM) ;>.25%) describe squired Foundation Non•PIC other roles entity and/or Pates ;indcate •nclicate related 3wnership relationship to this %) between aorare parties) 1 2 2 Ea Inc 2 OO❑ D O DD 0 0 0 2 O 0 km., n O O a 2 • D 0 0 Epstein .--, O 3 O O HarrY O Beller O O O 2 O O O O • Darren r-, D O 4 O O Indyke 1-1 ❑ O 2 O O 0 0 • SDNY_GM_00037330 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000154 EFTA_00147942 EFTA01252892  KYC Print Page 8 of 25 2. Account Ownership Summary Account Name: JEGE LLC Acct. Number ttravatht`i Account Manager: Paul Ma is What is the purpose of the axast (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkng account to hold the funds necessary for the costs associated with owning/running cne of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? O DB Group: Same Booking Center (indicate account number): ID DB Group: Other Booker; Center (indicate 08 location and accost details): 2 Other Institution (Indicate name B. location): JPtiorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per moth)?: Roughly 10 inflows and outflows per math ranging from $1000 to 510,000 I Currency 'USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I 1100000 What is the expected volume of assets and currency for the account approx. one year after opening? I arencY I USD Does/will the client have AsseAssets Uncler Management (Auld) within DB under Eur. 3M? • Vs 5 No Please Ilst all parties related to the account. For each party: • Check I a source of wealth description is required for the party. • (beck the appropriate box to describe the relationship of the party to this accost (> 1can be selects). • (none of the check boxes apply, descob the party' relation o the account in the "Other column. • Always desaibe the relationship between the parties ri the last column. • Please drill down to the ulbmate/underlyi g Benefkial Owners . _egai Description Account PlC Settler of Jlbmate $gnatorylimaetlrinancial Significant - • -1 ,.... arantalSetdorfoundingOdier Entayof Source Helder Ownertrust/ Beneficiallor Full POA MermediaryShareholderetepreseMabve Donor (please of Wealth Founder of Owner POA IM) ;>=25%) describe squired Foundation Non•PIC other roles entity and/or Panes (ndcate 'ndicate related ownership relationship to this %) between account parties) 1 O • HarrY Beller O El O O 2 O O O O O 2 El 2 " Er El u_c DO O O . D O O O Jeffrey ri 0 0 3 • 2 st 2 2 0 0 O O • Epeki " Darren n D O 4 0 • Indyke " O O O O 0 0 • SDNY_GM_00037331 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... DB-SONY-0000155 7/11/2019 EFTA_00147943 EFTA01252893  KYC Print Page 9 of 25 2. Account Ownership Summary Account Name: JEGE LLC — Money Market Acct. Number prevailtillei Account Manager: Paul Monis What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? 0 C43 Group: Same Booking Center (indicate account number): El C43 Group: Other Bookkig Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): JPPlorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $1OO0O I Currency I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD oPerkirN? Does/will the client have Assets Under Management (Aitl) within DB under Eur. 3M? presRisio Please Ilst all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accowit (> 1can be selected). • (none of the check boxes apply, describe the party' relation o the ao:ount in the "Other column. • Nways describe the relationship between the parties n the last column. • Please drill down to the ultimate/undedying Benefcial Owners . .egal Description Account PIC Settler of JIbmate SignatorYilLimitedFinancial Significant egal 'Suntor/SetdorfoundingOther intkrof Source Helder Owner(rust / Beneficialbr Full POA MermeiiwyShareholderktepreseManve Donor (please of Wealth Founder of Owner ?OA ,F1M) ;>=25%) describe %squired Foundation Non•PIC other roles