EFTA01119066.pdf

EFTA01119066 Valuations 5/31/13  EFTA01119067 JEE and Rattled EMIlies Investment Summary 5/31/13 Cash 8 Equivilants Southern Financial LLC- (see note below) 14,523,345 J.Epstein 1,960,912 HAZE Trust 28,359 FT Reel Estate - Southern Trust Company 24,875.389 Jaspers 4,853,437 J.Epstein VI Foundation 4,629,195 Total Cash 8 Equivalents 50,870537 Less: Cash in Operating Accounts (1,359,997) Cash in Foundations (4,629,1951 (5.989,192) Total AvaLble Cash & Equivalents 44.881.445 JP Morgan Trading Account (cash. scarifies, Derivitime)- SFLLC See Note A 70,392.543 P Morgan Trading Account (cash, securities, Derivitivea).. HAZE 23542,998 P Morgan Trading Account (cash, securities, Derivithes)- STC 6,005,241 Marketable Securities -rinw) 11,787,561 Investment American Yacht Harbor (per LE) 1000,030 Settlements Receivable -138Z 59,646.770 Partnership Investments 105,433,741 (see attached schedule) Toth • 322 490 299 Value Above 322,490,299 Adjustments: Operating Cash 1,359,997 Loans Receivable 1,965.415 Total por attached valuation schedule 325,815,711 • Investment partnerships are subject to various restrictions on withdrawals, and therefore, 325,915,711 the timing of availability of funds wa be so suited. NOTE A: The JPM trading account was funded with $75 Mahon. During July 2011 we withdrew $ 82,478520. On 2/14/12 the account was reduced by $501,930 for the purchase of 16535 Arisd Pharmaceuticals & 2,095 Biogen 'DEC. on 5/22/12 the account was reduced by $1,330,000 for the purchase of 35,000 shares of Facebook. In August 2012 the account received $349,402 from the sales proceeds od 17,500 eh of Passbook On 9/12/12 the account was reduced by $10rnin for the transfer to Mon Inc. On 119/12 there was a transfer to JEE of $1,000,000  EFTA01119068 J. EPSTEIN 8 RELATED ENTRIES VALUATIONS CASH,LIABILMESJNVESTMENT3 5/31/13 tkilth160 Florglallyg 04/30/13 0501/13 01401113 YTD May ACCOUNTS VALUATION PERFORMANCE .1 P MORGAN- Cash 14,360.678 14523,345 JP Morgan Trading Account 70,478.903 70,392,543 J P Morgan- Samoan 10,774.199 10267.555 IWESTMENTS TUDOR FUTURES 13,151.7% 13,395,064 12,578.999 6.49% • o5., HIGHBRIOGE CAPITAL 18.910.050 19,136,971 18624,993 100% ' .:•34: BEAR STEARNS Asset Backed Securities (7/310; yak 331.882 331.882 5outhem That Cerro:any J P MORGAN- Cash 8032 702 24 544.495 JP Morgan Tradirg Account 6.136.918 6005.241 Other Bank Accounts 151,853 130,894 Aden Solutions (at cost) 500.000 500.000 Settlemels Jenne' 106 ZWRN SPECIAL OPPURTUNIT ES FUND 76,000,003 78,000,000 see footnote less partial wfthdrayral payment received (16.353,230) (16,353,230) J P MORGAN• Cash 11,853A38 4,853,437 JP Morgan Tao .ng Acoourt 1,520329 1,520008 Jaffrey Epstein 'WEST MENT Amencan Yacht Harbor 1 OCO 000 1.000.000 FT Real Estate Immanent in ptshp at cog 1.508.833 1,508,833 CHECKING/SAV1NGS ACCOUNTS 1 080 255 1,229,103 LOANS WE FROM INDIVIDUALS 1,765 415 1,865,415 CORE CLUB NOTE 100,000 103,000 BROKERAGE ACCOUNTS JPM (Bear Seams) 668.913 SMOG J P MORGAN 56,820 56,829 Motet Altptcorn (at cost basis) 10,000,000 10,004000 (1,260.233 shares of common, and %5,301 shares of Se/ 5 Pfd) Butterfly Trug 8.044 8044 HAZE Lust HIGHBRIOGE CAPITAL 35.045.328 35,485,872 34,404356 3.09% 1 20% KING STREET (estimate) 24,617,539 25095.119 23,276.473 7.81% 194% JP Ragan -Cash 28,355 28,359 JP Morgan-managed account 23.301,756 23,542.998 TOTAL 315.088.758 325,815,711 THESE AMOUNTS CO NOT INCLUDE HOUSES. APPIANE.F IXTURES 8 OTHER ASSETS  EFTA01119069 JEE and Related Entrees Cash Summary 5,31/13 SaLC JPM 14.573,345 14623345 Bank ac ours 1,229103 1.359.997 JPM (Beat Reams) 666936 JPM 56.829 Butterfly Ts-List (Bear Stearns) 8,044 1,960,912 JEEPERS JP Morgan 4653437 4 853_437 HAZE Trust PM 28,359 28 359 Southern that CanPanY JPM 24 544 495 Bonk accounts 130,894 24 675389 Enhanced Education 4629195 4 629 195 Total Cash 50 670637 50.670 637 this does nc4 include ash in JP Morgan trading account  EFTA01119070 Reconciliation of large items Value 4/30/13 315,080759 Partnerships 1,368,350 see below JPM Trading account- SFLLC (FTC) (86,366) JPM Trading account- HAZE 241,242 JPM Trading account- STC (131,677) Securities (512,670) DNidendsAnterest 7,763 Apollo Distribution 149,999 Change In loan account 100,000 cash spent : JEE (912,865) STC (70,959) Deposit on GIV aircraft (5,938,300) L Black Fee 16,500,000 cash received BSABS 12,436 miscellaneous total 325,815,711 Value 4130.113 325,815,711 Partnerships SFLLC TUDOR FUTURES 243,305 SFLLC HIGHBRIDGE CAPITAL 226,921 Haze HIGHBRIDGE CAPITAL 420,544 Haze KING STREET 477,580 1 368 350  EFTA01119071 LE and Raided Entlbes Asa:age Eourtv tor beessereenes 5/31113 S•curItles Loma a Falr Market Value Pashas. 5131113 410113 ~0014 70600 Astons Rob SFLLC 1,43*205 1,304.250 129,015 20,000 Sartre ea SFLLC 902)49 79.536 11914 21753 JP ~pan SFLLC 5167998 1,050.115 121,301 263.151 APorlo Gam! Mennernent SFLLC 8.3213.920 7.034186 T755 29* 17,500 Facetook (o...chased 53:312) SFLLC 426125 465075 (59.830) 15535 Anad PharrnmartxaS SFLLC 303,252 295,480 7,772 2.095 (Loan IOEC SFLLC 197,542 450,058 38,881 150845 JPM Fh Rate 4 2411 tapers 5,703 1,520.006 1.520,329 (6,028) 11 787 911 12 291528 (512 570) InVialltailleite WO 5131(13* Fair Markel Value SFLLC TUDOR FUTURES 13,395,864 SFLLC HIGHBRIDGE CAPITAL 19,136,971 SfLIC ABS Trust But valuation mute. FTC apses =nay cientiaorea) 331,882 HAM HI01413R1DGE CAPITAL 35.465.872 HAZE KIN3 STREET 25105,119 FT Real Eat* 21 Ent 2021 Seat tert map 921,507 FT Reel Babe C.:ant* Homottaket mop 565333 STC Aden Soluans (at coo8(1.142,857 ah of Sew A Fed 0 4375 at eh) 500,000 Atd Inc Alphcan (cost bars) (I,260,333 oh common. 696.301 a Se 5Ø 10 003 030 106.433 741 DB2- geetletreent Tha. Is basedon the adenine nsumpbons the rund sva recoontre a ***real atom* edyibe te tearattluan9 570 alizei 70.033003 Japers reweeed in bonn ell:30u~ Map lama raked et appear $3.8 naps vent a 5.003.000 Locket* meant Irons G Dub* equal is the as of 55 neon cat the afloat, aim et all dottons nealva with mare to Oils 0w'eeNMKee of Sept 30 2014 Jaspersmilli rotund Oubn the amount et any OlabibutIons mead by Jean after *at date P.M Dubin remno back any payttenta mode to Jeepen. Mee Dubin e madeMgt togas al have no ode:anon to repay Duran JEE tNl goy 31 trawl lot Zarns interest in Cotten JEE will rercrera all dabibutons spat 12 alai 1,CO3.0X) and m0 renaming Oantabons an be dh.4.4 5060 Pavan LE and Zarn t ha amement has not been finalized 70 003033 rlvr • d ~Pe parØMip Irgernt (t Cal G Ch/bn POrt.'nn $1 796 693 1 d 4/30,13 and 11 55/812 as ct 361113)  EFTA01119072 ENHANCED EDUCATION 6/30/13 PARTNERSHIPSS TOTAL CASH SECURITIES JP Morgan (Forrrwty BOW Steams) 4.518,639 4,518.639 BANK 110.556 110,556 TOTAL 4,829,195 4.629.195  EFTA01119073 beat Storm Asset SEW Sweden% Cobblbotlom Revoked FTC Total Partennip it Trust Partnership Trot 113ÁM 1,047,291.00 1.017,BIA0 3/12/08 431.015.00 431,029C0 4/14/08 147,707.00 147,707.0) 5/14/08 147,707.00 147,70200 6/16/08 135,377.00 135,377.0D 7/16/08 110,711.00 110,711.00 8/21/08 110.615.00 110,615.40 9/25/06 110,578.00 110378.00 10/23/06 92,127.00 92127.00 11/25/06 0,95900 0,933.00 12/22/06 73,67030 73,67003 1/23/79 73,670.00 73.67440 2/20/04 73,61430 73,61400 3/12/09 67,434.00 67,43400 400/09 66,443.03 66,443.40 5/23/09 57,986.00 57,96600 7/24/09 Note A 84,387.00 84,38730 8/26/09 47311.03 47313.00 9/21/09 35.711.00 39711.00 12/2/09 67395.0 67105.02 1/6/30 25,073.30 2907330 2/8/10 31,07334 31,07134 3/840 33,60643 33.605.83 4/1 /10 22,613.71 22.613.71 5/10/10 26315.19 24315.18 6/8/10 73,24331 25,243.91 7/8/10 19,361.45 19.961.45 8,00/10 22.012.03 22,012.06 9/4/10 24,98931 24,989.61 10/13/10 20,52791 20.527.91 11/8/10 23,33635 23,33635 11/6/10 23,23.4.17 25,23417 1/10/11 24,62191 24,623.91 3131/11 Nola I 0,793.17 2,793.17 2/8/11 26,966.92 2636633 3/8/11 26,313.03 26,3a03 4/8/11 21.113.26 2211223 5/1/11 21,557.96 21.55736 6/9/11 19,672.74 16.678.74 7/1/11 16,690.33 16,690.33 8/9/11 19,596.19 13.396.19 9/8/11 16,00.22 1631022 10/12/11 15319.76 031926 11/6/11 17,377.92 17,37732 12/8/11 17,832.49 1733149 1/9/12 18,046173 18.08373 2/1 /12 18,61136 16.611.56 3/9/12 19,767.40 19,767.40 4/9/12 17,62.123 17.62223 5/6/12 16.80279 16,800.79 6/8/12 17,40130 17,401.50 7/9/12 16365.50 16,16530 8/9/12 16,602.96 16,60296 9/0/11 14872.40 14.87140 10/9/13 15345.81 15,645.31 11/8/12 15,038.04 15,038.04 12/10/12 14,308.21 14.208.21 1/9/13 14,594.00 1094.60 2/8/13 13.897.23 13307.23 3/8/ 13 13.251.21 0,251.21 4/15/13 12,221.65 12.22965 5/4/13 1943406 12336A6 Total 3.920.16910 3,113 595.17 806 593.93 FTC Sated 5/00320W ki Our Weems Assn Wain Securities on 11/29/06 DetrIbutions are tenon maturIng assets NOTE A: (represents 2 months per Dorothy OrbnIcyj NOTE Eh DSO adAntment In partnenhIp)  EFTA01119074 Southern Financial LAC Anratsb of Imei:talirib Investment FMV unrealized 5/31/13 Gain(bes) ML Hertz 12/1595 5.103003 distrbutars 8/1105 (2360021) OistntutiCriS 12/114)6 (560.006) disbibutces 7/2607 (2.440.506) distntutoces 4/20/1i (1.297.352) astnbutrons 12/12/12 (1 306976) (2.067 261) 3 673 688 6 340949 final distibubon BS ABS 11/2906 10,003,000 4:141/10.-tars (3.820.1991 6079811 331.882 (5.747.929) Huntadge Capra Cap 1/114)1 25.003.000 ast-tutOnS 2/2805 (25 000 COO) 19136971 19136971 Thrs represents the total of Hotting* Capt.,/ COM. arszlHB Multi-Strategy Holdings Ltd Tudor 1/30,01 5.000000 1/14/13 clist110001 (4 193 3001 BM 700 13395.064 12.588.364 JEEPERS Ce Zwlm 4,29,02 invested 10.01:KCO 69092 irwesteJ 1(kC00,030 12/202 melted 33.030.031) 6/2/03 invested 10,030,030 1/105 invested 20,003,003 12/21/12 OretrIbutiOn (6.541,292) 4/12/13 drshithAron (9.811 938) 63 646 770 Balance resolvable from Fortress $53.646.770 OYL seglarnent 7/as IS based on the fund will recognae a wthdraveal arrant payable to Jeepers Mating $70 mean 70030000 reapers received an Wittiest of G Outins ptshp Interest valued at approx $3 8 million wth a 5.000.000 bee/ aap payment from G. Cubin equal to the twess of 55 ninon over the aggregate value at all dst•.wtors received oath respect to this investment as d Sept 30. 2014 Jeepers will refund Cube die amount d any dembutions received by Jeepers after that date Line! Culan recekes back any payments made to Jeepers Met Cut:misguide whop, Jeerers will have no ()blot& to repay Cube JEE will pay 51 ninon for &Ann interest in Corbin JEE wi native ail distntubons upto S2 million 1.000.000 and the renaming distributions will be divided 50/50 between JEE and 2vAm This agreement has not been finalized 7 000000 The value d Jet rtnershi• interest ran G n rs $1 796 693 as of 49013 aid 551 612 as d3/31/13  EFTA01119075 Hare Trust Analysis of Investments Investment FAA/ unrealized 931/13 Gain(loss) Highbridge Capital 4/20/99 10,041,666 35,466,872 25424,208 This represents the total of Hrghbhdge Capital Corp. and HO Mt:In-Strategy Holdings Ltd. King Street 11/1/99 10,003800 7/28/10 50% redemption (20090,787) (10,090,787) 25,095,119 35,185,906  ncc Jr. arfnAllitaleh &.u.. Account Position and MTM Summary (Open Positions) GI GicAnd ienoerneeor Oestre Prepared for 5outhcrn irrtantrat LLC as ol Mn 31, 2013 Grant FX • CosnmodIty retes USCIMXN 12.7995 XAUUSD 1384.09 GMVSL. 1.5195 USDWY 100340 USDARS 5264.5 USDICRW 1129.64 EURUSD 12994 USDINtt 2.1322 USDCHF 09547 USOCAD 1.0361 USDTRY 1.874 USDNOK 5.8716 • Intrede Ihro eloomber• 04te Symbol Sharek Dividend tntry voce Current Prire Comp.kny Cutreney Induttry Coat Bass 15) !Ilarket Value (5) MTM Yreld (total) (t (na') 24-14913 ARIA 9.000 Anad Pharmaceuticals lAc USD snumet Nonsycls 0.00% 176.400) 165.060 14-Feb-12 ARIA 7335 Aded Pharnaceutkals uso insurnet Nonayrix 0.00% (1114,600) $138.192 15.21 1434 $21592 144eb-12 alle 1095 Nopen Sec lux USD rnsurnet Non-tYclh 0.00% (1250,455) 1497.542 119.55 237.49 $247.046 12.A4-10 DAG 50.000 dynIts Ob Ami Double Lang USD Funds 0.00% ($352.550) 1494.003 7.05 9.441 $141.450 17.May-12 ie 17,540 Fa(book Insat USD Communkabore 0.00% (1665.030) $426.090 38.00 24.35 (1238.910) 23-Apr-13 GE 23.000 General Elend( Co USD indunstet 3.26% ($495.190) $536.360 21.53 2332 141,170 28-May.13 SGMO 50,000 Sengemo elosciences USD Non-cycli 0.00% (1420.211) $400.000 140 8.00 320.214) tquily MIM (52.474.409) 52.657..743 5182.034 StnacturedlYetes • manual Pon via JPMor an Investment Bank es o rd Trade Dato Mancity Face Arnouni Interest tont/ Destoption Coer. frans (5) Market Value .5) kntry Prcee IS) Current PIK(' (5) MTM Receiver' cw.1 22)Nov.1 1,000,000 Gs Note 11/22/13 Lnkd To shm Vs Uld 85%Ilarner. 5% Abn Cpb22.9%Mymn 111.000.0.») 11.078,960 $0 $100.00 $107.90 $78.960 9-lan.13 24-mn-14 1001000 Hsbc Ren lyrked To CAh Vs Usd 5Xlev. 500%Magron 01/09/13 Initial Strikt:6.1995 (51.000.000) 11.022.600 $0 1100.00 $10226 $22.600 14-Feb13 20-Aug-14 t000me, MS Market Plus MRX 04/20/141)% (1(0 Barder - 3.5% CPN. Unapped Initial Edel 31.000.00W 11.101.450 $0 $100.00 5110.19 $101.450 5.44..12 16-Apr-15 1.500.000 Maler 41.116200% CPN 04/16/2015 DM 04/16/2012 (11.500.030) $1.612.500 $69.888 $103.00 1107.50 1142.384 24-May-13 29.444-14 umo.aao IISBC ClIEN 4/25/14 80%410 banier-41933n-17%Cap loklel Lebe-2764A ($2.000.000) $2.000,000 $0 $100.00 $100.00 $0 5tmgmed Nolu MT 5389,791 US. FIxed Income • Intrad Prior /la Illoorn aride Date Maturity rare Amount lauer Rating total Int (,.1I1) Coupon Pcnopal Cost 'Aarket Value Y.e/r1 to Worst tntry Pf«• Corrent Pr“e MTM Arcrued 22-0012 Of-Apr.2019 1.000.000 Heulwaten Inc Ile 4/1 IS 7. 5 . 5. ) .041100 1416.385 .74% 1103.50 1108.48 $96,145 22-0a-12 15-May-2019 400.000 EarthlInk Inc CCC4 5/15/2015 8.875% ($414.000) tatco $21.596 8.27% 5103.50 1102.00 $15.596 23-00.12 15414y-2019 600.000 Earthilnk Inc CCC4. 5/15/2015 8.875% ($419.500) $612.03) 132.246 827% $10325 1102.00 $24.746 1-00.12 01-Jun-2019 1.000.000 Kindrest HeaMxare Inc 6/1/2014 1250% ($996.250) .067.500 $55.000 631% $99.63 $10175 $126.250 4-Nov-12 01-lun-2019 1000E« Kindrad Healthcant In( 6/1/2014 625014 ($970.000) 1067.500 $46.521 6.31% $97.00 1106.75 SI44.021 24-lan-13 1S-Feb-2020 1.500.000 Servkenaster Company 1- 2/15/2015 1000% ($1595.6251 1,545.000 $42433 7.23% 11063. $103.00 ($1.292) 25-Feb-13 15-Fel>2020 1.001000 Senkernstes Company 2/15/2015 8000% ($1.070.000) 1,030.000 $21.333 7.23% 1107.00 1103.00 (118.667) >Apr-13 10-41P1-2023 300.000 1440%1 tank Pk IMF eiozon 7.750% ($300.000) $305,625 13.746 721% 1100.00 $101.18 $9,371 15.1und 1 Parpetu41 2.500.000 /morgen Duft ä Co en 4/302014 7.930% 142702,42e 2.925.150 $347319 4.04% $104.10 $117.01 $610.044 15.1un.11 Perpetual 2.500.000 Imnorgan Chose II Co 808 4/30/2018 7.900% ($2.707.425) 2.925.150 $387,319 4.04% 110110 $11701 $610,044 10-lan.I1 Perpetual 2.000.000 Bank OtArnerka G/rP ell. 5/15/2018 8125% (12.081.18(f) 2.290,560 $388.646 4.79% 1104.06 1114.53 1590,026 30.lan.12 Per paukt 3.000.000 Southern Cal Edlem 1188. 2/1/2012 6250% (12,999.970) 3.371540 $250.000 447% tioece 1112.62 $628.570 27.1un 12 Per petual 2.000.000 General El« Cap Corp ha. 6/15/2022 7.125% ($2.122.920) 1347.500 1132.208 4.74% 1106.15 $11731 $356.7118 29-May.13 Per petual 1,400,000 General Fles Cap Corp 6/1512023 5250% 01.404.000) 1.400.154 $408 5.22% tioo.00 $100.0% 1562 EFTA01119076  rice_ enstriparis reiligie eYa Account Position and MTM Summary (Open Positions) GI® crtnac•I Inanatmeat m000rom4444e Prepared for Southern Financial LLC as of May 31, 2013 Current FX 8 ComenodIty rotes USOMXN 12.7995 XA1/1/50 1388.09 GIIPUSD 1.5195 L7501PY 100.380 USDARS 5.2846 USDKRW 112964 EURUSO 1.2994 USDBRI. 2.1322 USOCH/ 0.9547 USIDCAD 10368 USOTRY 1.874 USO 5.8716 ilftelPIffirtill Fixed Income • Inuada Elvin vM Oloornber 9.0ct 12 02-Nov 2017 500,000 retroleos Oe Venezuela 5 8+ USD a 1/30:53 $471,500 327.389 10.07% 65.05 94.50 159.639 11.0ct I? 02.Nov.2017 1.000,000 revokes De Venezuela 5 Be uSD 8.500% (3897.5001 1945.000 $54.306 10.07% 89.75 94.50 3101,806 10-may.12 16-Dec.2021 1,500.000 Uoyds Tsb Bank Pk 866- USD 9875% (31.627.500) 11.843.650 3156.766 2.94% 106.50 122.91 3372.916 26-/an.12 15-0er-2035 7.500.000 Republic 01 Argentina N/A USD 0.000% 31.0387 50) 1426.075 1426.000 13.85 5.69 (3186.675) 13-Oct-10 IS-Dec-2035 10,030.000 Republic Of Argentina N/A AM 0.000% (3319000) 114,492 3316,246 12.56 0.14 322,738 21-May-13 Perpetual 3.030.000 lin Capital No.1 Plc SS. USD 5.000% (13,247.500) 33,166,500 $6,667 699% 10325 105.55 (S14.333) • • .• and Asset Sacked • Manual Man. via iPMor• an Irreesthent Bank Total Princ+Int Entry Price Current Price Trade Oate Maturity Original rare lcsun SEW Rating Newt CON Dahl Coupon Principal Cent (5) Market Value (5) rdIM (S) (local) (local) 43an-13 25.Au0•2029 9 551 ODD 11m• C .., r ri, I 7, . S27.00 56.25 78.25 1228.533 ( . 3) -13 6-Feb 200m-2032 5.701,000 Semi 11 81 CCC 6/20/2013 1.653% ($781,919) 3745.632 323,503 73.75 71.59 ($12T84) 23.Aus-12 25.Aug-2033 3,325,000 Cwhl 2003-26 81 6/25/2013 5.338% ($1.231.227) $983.139 $225.460 77.00 68.84 (322.623) 28-14cry-12 25-Feb.2037 9180000 Chase 2007-Al 2A4 CCC 8/292024 2.889% ($2.042.809) 11,961,177 $273,970 8850 95.88 $192,338 16-Apr-13 25-Mar-2033 4,500.000 Cwhl 2003.1 et 6/25/2013 5.750% 31.446803) 13325.453 1127.347 95.50 94.70 13.996 30.Apr-13 25-Aph2013 2,726.000 Sac 2003,10 12 CCC 10/2500/3 6.000% (S 1 0,6 /811 1984.300 tss.no 100,00 9600 ($36.022) Listed Prefsmsds Trivia Date Maturity Shares Company Dividends entry Price Current Price SAP Rating Par Amount Coupon Principal Cost (S) Market Value (5) Yield to worn MTM Received (al (Local) (local) 18-Nov-10 12/1/20' LOGO General Motors Co N/A 1),2 00 4.75% 1390.480 145494 9.64% 50 00 48,81 35.974 9-Dec'10 12/1/201 63000 General Motors Co N/A 150.00 4.75% ($3.185.913) 13075.030 $349.541 9.64% 50.57 48.81 $238598 15./e013 2/1/201 6.020 Cliffs Natural Resources N/A 325.00 7.00% (3150,000) $115,140 $2.392 18.54% 25.00 19.19 ($12.468) 22-Ftb-12 27152040 80.000 6m44 Capital Trust I GEC. /•• $2500 1.13% (31.882.800) 12.129.600 $166363 5.62% 23.54 26.62 $413363 13.1sn-13 1/15/207 25.000 Nesteta Energy Capital Bee $25.00 500% (5625.000) 1603.750 25,122 5.21% 25.00 24.15 (116.128) 3-Feb-12 Perpetua 46,600 Arty financial Inc CCC4 /•4. $25.00 6.50% ($1,002,226) 11251676 $117,730 5.89% 2131 2656 $367,1110 9-Fab 1T Perpetua 80.000 fl y financial Inc CCC• Pe 12500 8.50% ($1,780.000) $2.1411.803 $199,278 5.89% 22.25 2656 $568078 17.3an.13 /toroth,. 26.100 Vomado Realty That 888- $2500 5.40% (1652.500) 1639450 $12,332 5,56% 2500 24.50 (1718) 24-04x.12 Perpetua 40,000 Royal Ok Scofield Grp Pk SO $25.00 7.25% 0951300) 11.000303 $42,292 7.36% 23.79 25.02 191.492 7.14n-13 Perpetua 40,000 Royal Ok Scotlnd Grp Plc 88 12500 7.25% ($977,600) $1,000.803 $27.590 7.36% 2.4.44 25.02 150,790 14.mn-13 Perpetua 40,000 Royal Bk Scollnd GAD Pk 8$ $25.00 7.25% ($995,200) $1.000.800 $26,181 7.36% 24.11/1 2903 131.781 Listed Pre erred< /MM (112.402.899) 113,356.326 599.1 1 51.74 E910 Mutual Raids and Mona Market Curr.ml NAV Trade Date Symbol Units Company Currency Initial Cost IS) Market Value (51 MI WI Locaq Avg LTSX 49.504 95 rprnorgan Latin America-54) USD 0.000.000 00 $969.307 20.2003 19-58 (130.6931