EFTA01392806.pdf

Account Title and Joint Application Information 141 0/.. Name Joint Applicant Pest n iness (last name, first name. middle initial) Social Security Number or Taxpayer ID Number Social Security Number or Taxpayer ID Number ti ro'Rep_thd- fitgiekt 4 11-5 Moret ti Address id 0° t .°1-— SLIM i ll 5- NotaPalialble Dry. Stale and Zi Code ry. State and Zip Code Home Tele hone Number ome Telephone Number Business eep one um r usiness Telephone Number Date of Binh Date of Binh Name of Employer Name or Employer Address Address Not app cable City. State and Zip Coda Crry. State and Zip Cod* Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain. verify, and record information that identifies each person who establishes an account. iffilistment or other business relationship with a financial institution. This means that we will ask for your name. address, and •sther information that will allow us to identify you. We may also ask to see identifying documents such as a cenilicznii of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money l: undenng and terrorist financing; these rules call for an active involvement of both asset management firms and their die • ts. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their ids addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners el ::ontrol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money indering requirements require that should any of the above personal or institutional information change. our clients woud be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these ct Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email r.igareing the above captioned accounts) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported re be you is your own. Absent the gross negligence or .,-ififirt misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnify and hold harmless DES 'CA for any claims. losses, expenses, costs or attorneys" fees resulting from DBTCA's acting upon such misunderstood ind unauthorized Verbal Instructions. You understand that OBTCA may. but shall not be required to. seek venficatiot i of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to ::ocuto your Verbal IhStruCtiOns or any part thereof, without incurring any liability. DBTCA is under no obligation to ea( .ite your Verbal Instructions to transfer funds or securities to any account(s) withoui written instructions bearing your orif nal signature. Joint Account Disclosure You have opened a joint account with OBTCA and acknowledge receipt of the following information: This deposl: and any additions to the account shall become the property of each owner as joint tenants, and DMA may release the c account to any owner during the lifetime pf all owners. DBTCA may nonor checks. orders or withdrawal request: from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds field in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor onecks, orders nr withdrawat requests from the surviva(s) after the death of any owners) and may tr,:at the account as the sole property of the survivals) after the death Of any owner(s). Unless DBTCA receives written no ce signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to an. owing for continuing to honor checks, orders or withdrawal requests from any owner After the receipt of the notice ref, -red to in the previous sentence, DBTCA may require the written authorization of any or all joint owners tor any further p.iyments or deliveries. 2 134-'4M-0101 01X ! 3.032513 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098074 CONFIDENTIAL SDNY_GM_00244258 EFTA01392806