EFTA01455781.pdf

I e an roup on Tame 13 Oct 2014 SOUTHERN FINANCML, LLC Page 2 Of 2 Request 182298 As of13 Oct 14 Desists Bank AO SOUTHERN FINANCIAL, LLC a -00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN ExEunal 21-Ner-2013 2041w2014 25-Uov-2014 (1,000 CO3 C101 USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 ;`.03:2 On 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Noe-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 417.31 710423461 FINANCIAL. LLC owhOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nob2013 2011ov.2014 25-Nov-2014 (21,M0 DOI USD 0 JPY LONG EUROPEAN 0.0030 263.66 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN F XOnef3anOneT 21-Noy-2013 20-Noy.2014 26Noy.2014 121.000 601 USD 0 JPY LONG EtPCCEAN 0.0000 16751 710423465 F INANCK. U.0 ouchOpt 418622243T SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.003 00) cmi si-au ELFICKAN PUT 6.1600 (246.415%) 8344623% FINANCIAL. LLC Subtotal: (XI 939 26: Etat (304.939.26) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114756 CONFIDENTIAL SDNY_GM_00260940 EFTA01455781