EFTA01376267.pdf

To: Kimberly Hart _> Cc: Bradley Gillin ; Stewart Oldfield Subject: RE: Epstein - negative me is I Classification: For Internal use Only Hi Kim, AML Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard larossi Msislant Vice Pn:sident Deutsche Bank Wealth Management 345 Park Mame, 24th Floor New 'fork. NY 10154 Sceurilie' offeral through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: Stewart Oldfield Cc: Bradley Gillin <br Subject: RE: Epstein - negative media [I] Classification: For internal use only Was this returned as an RDC alert — or part of the regular Lexis/Nexis due diligence? <image001.gif> Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue. e floor. New York. NY 10154 Tel. Fax Mobi Em Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072251 CONFIDENTIAL SDNY_GM_00218435 EFTA01376267