EFTA00071140.pdf

From: Chris DiIon° <MIMI > To: EFTA00071140  Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Mon, 02 Aug 2021 14:41:59 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf Irrefutable proof of SEC facilitated fraud. My 2013 Knight/UBS TCR filed with Berger Montague in March 2013. Highlighted trading activity in Imaging Diagnostic Systems: IMDS. Despite glaring AML Red Flags involving entities subsequently cited by the SEC as Securities law violators, NITE and UBSS traded billions of shares. The SEC: Boston Director Levenson et al brought a complaint against IMDS, CEO Linda Grable, and CFO Alan Schwartz for among other things: making false and misleading statements. The complaint also calls IMDS a fraud. In an effort to cover up this massive illegal activity by NITE and UBSS, the SEC chose to cover up instead. The SEC was in the process of revoking the IMDS registration when it allowed barred Linda Grable and Alan Schwartz along with Grable II to execute a SPA with a Chinese National entity called Viable International. The 2014 13D filed by Viable shows them owning 37 BILLION shares of IMDS when the SEC was in the process of revoking the registration and with the stock at .0001. Yet, the SPA with Viable was for a Series M preferred and the 6 tranch conversion was nowhere near 37 billion shares. In fact, Viable filed an "amended" 13d in March 2019 showing owning 87.1million shares. Adjusted for reverse splits this amt approimates the Series M conversion formula in the SPA and filed with the Florida SoS. The 37 BILLION shares were used to close out open naked short fails. The SEC/Levenson orchestrated ANOTHER "glitch" to AGAIN bail out the criminal entity NITE. The ink wasn't even dry on the August 2012 "glitch". In facilitating this corrupt and criminal scheme the SEC allowed NITE/UBSS and others to close out a massive naked short position at a profit rather than forcing NITE/UBSS to cover/buy in the open market as is required under Rule 204 and incur massive losses. Proving AGAIN that the SEC bailed out a KNOWN criminal entity: NITE in August 2012. Simple fact of the matter: According to the Florida SoS page Detail by Entity Name (sunbiz.org) IMDS did not have 37 billion or more shares authorized under its articles of Incorporation In 2012, IMDS increased authorized to 10 billion from 4 billion shares ConvertTiffToPDF (sunbiz.org) in 2013, IMDS increased authorized shares from 10 billion to 20 billion ConvertTiffToPDF (sunbiz.org) Per my e mail below, IMDS didn't increase share authorization to the 40 billion required to account for the 37 billion share Viable "owned" until 2018. Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of the SEC by a whistleblower: ME. My information should have resulted in a very big award. Rather, Levenson/the SEC screwed me by covering up this massive EFTA00071141 fraud on the investing public. What has been the result of this criminal and corrupt scheme? The SEC OWB has denied my rightful award applications TWICE since. AND, the SEC gave these same criminals and others their own exchange in 2020: MEMX despite my pleading with the SEC not to allow it. The result: in 1Q2021 OTCM share volumes in hundreds of money laundering shells like IMDS hit 4+ TRILLION. Absolutely STAGGERING. The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, ongoing, MASSIVE frauds on the public it is mandated to protect to the benefit of criminals who own them while screwing the whistleblower who caught them: ME. Mr Levenson/the SEC Boston has jurisdiction over AQR: Greenwich. Mr Peavler et al in Ft Worth brought a complaint against the massive fraud Nikola/Trevor Milton just last week for False and misleading statements. NKLA SPAC sponsors: VectolQ: AQR and Steve Girsky: Brookfield. ANOTHER fraud on the SDNY Courts Cheers! Chris From: Chris Dilorio Sent: Saturday, July 31, 2021 1:02 PM EFTA00071142  V Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ Judges, NY AG/DFS et al, The interconnectedness of my claims on display AGAIN. I don't "hop" from 1 TCR to another by accident. Levenson: IMDS. Levenson:AQR Obstruction in both cases. So, Back to my Knight Capital/UBS et al TCR. IMDS: NITE/UBSS trading activity. Fraud SEC denials of awards. 2014: 2 years after the so called August 1 2012 "trading glitch" The IMDS "glitch". The naked short trading activity in IMDS by NITE and UBSS was massive. See my Knight/UBS TCR I caught them. Here's still MORE irrefutable proof of the veracity of my claims: SEC allowed 2 barred individuals: Schwartz/Linda Grable to execute the SPA with the Chinese National entity Viable which created 37 billion shares at .0001. Viable agreed to purchase these 37 billion shares knowing full well the SEC/Levenson were in the process of revoking the IMDS registration. Of course! Who wouldn't jump at the opportunity to own 37 billion shares of a revoked company? Grable II in SWORN affidavit says he alone executed the Viable SPA. LIE. The exhibit linked AGAIN below by me shows BARRED Schwartz/Linda Grable as representatives of IMDS along with Grable II. Again: the August 19 2014 Viable 13D showing ownership of the 37 billion shares EDGAR Filing Documents for 0001213900-14-006130 (sec.gov) EDGAR Filing Documents for 0001213900-14-006130 Viable International Investments, LLC (Filed by) OK: 0001617230 (see all company filings) IRS No.: 464891086 I State of Incorp.:FL i Fiscal Year End: 1231 Type: SC 13DSC 13D www.sec gov that was 2014: TWO THOUSAND FOURTEEN Just 1 problem: The IMDS articles of incorporation with the Florida SOS show the authorized increased in shares from 30 billion to 40 billion common and 2 million pref took place in June 2018 June 29, 2018 to be exact ConvertTiffToPDF (sunbiz.org) Here's the Grable II amended corp details with The Florida SOS filed in conjunction with the Viable SPA ConvertTiffToPDF (sunbiz.org) 600 shares of Series M conversion rate: 147,282,723.12 shares of common per 1 share of Series M Do the math: IMDS did not have these common shares authorized when the Viable SPA was executed. EFTA00071143 the 37 billion shares of common were not authorized. According to Florida SOS articled of incorporation On June 28,2018: TWO THOUSAND EIGHTEEN Authorized shares were increased from 30 billion to 40 billion common and 2 million pref ConvertTiffToPDF (sunbiz.org) Then came the SEC reviewed Dec 31 2018 10O filed by IMDS https://www.sec.gov/Archives/edgar/data/790652/000121390019002531/f10q1218 _imagingdiagnos.htm Filed on February 14,2019 EDGAR Filing Documents for 0001213900-19-002531 (sec.gov) EDGAR Filing Documents for 0001213900-19-002531 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ (Filer) CIK: 0000790652 (see all company filings) IRS No.: 222671269 I State of Incorp.:FL I Fiscal Year End: 0630 Type: 10-Q I Act: 34 I File No.: 000-26028 I Film No.: 19605508 SIC: 3845 Electromedical & Electrotherapeutic Apparatus Office of Life Sciences viww sec g ov pg 15 "On July 12, 2018 the majority shareholder of the company Viable International Investments LLc delivered a written request to effect a 1:1000 reverse stock split in the form of a written consent of the majority shareholder of Imaging Diagnostics Systems Inc. The BoD of the corporation believed it to be in the best interest of the corporation and recommended that the stockholders approve a 1:1000 reverse stock split of the corporations issued and outstanding shares of common stock and a decrease in the amount of shares of common stock authorized to be issued from 40,000,000,000 shares to 500,000,000 shares" full stop. Please help me with this math as I'm not a corrupt SEC attorney. further: " After receiving stockholder approval by majority written consent the company filed amended and restated Articles of Incorporation with the Florida SoS on July 12 2018 to record this action. The reverse split became effective July 27, 2018" Here is the Florida SoS amended articles showing the decrease in Auth Shares to 500,000,000 common and 2 million pref ConvertTiffToPDF (sunbiz.org) NEVER was authorized increased to 50 Billion as the reverse math would suggest Further, IMDS filed amended Articles in 2017 increasing the authorized share count from 20,000,000,00 to 30,000,000,000 common and 2 mil pref ConvertTiffToPDF (sunbiz.org) Meaning: IMDS did not have the 37 billion shares authorized to sell to Viable in 2014. What was going on here? June 29, 2018: increase authorized from 30 billion to 40 billion 2 weeks later: July 12, 2018: 1:1000 reverse split from 40 billion to 500 million (math???) But here's the kicker/smoking gun: EFTA00071144 Amended 13D filed by Viable on May 3 2019 EDGAR Filing Documents for 0001213900-19-003579 (sec.gov) showing Viable owning 87,104,691 shares of common If you do the math based on the Series M conversion and adjust for 1:1000 that gets you to the 87+ million shares. AGAIN: The Viable SPA with barred Schwartz, Linda Grable and Grable II f8k062714ex10i imagingdiag.htm (sec.gov) f8k062714exl0Limagingdiag.htm - SEC WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, the Company desires to issue and sell to Purchaser, and Purchaser desires to purchase from the Company, securities of the Company as more fully described in this Agreement. The SPA was in the form of the Series M pref with conversion schedule above AGAIN: that would translate post reverse to the 13Da: 87,104,691 shares So what happened to the 37 billion shares of common Barred Schwartz, Linda Grable and Grable II sold Viable in the 2014 SPA and did not have the authorized shares to do so and verified in the 2014 Viable 13D???? As I have irrefutably alleged: SEC cover up of illegal naked shorting on a truly massive scale. Per my TCR and extensive correspondence with the grossly corrupt SEC: The crux of illegal naked shorting: shares created but not authorized by the issuer and its shareholders. This was the case in IMDS: my Knight/UBS TCR. To the tune of 37 BILLION shares. Covered up by the SEC/Levenson et al rather than prosecuting NITE for this illegal activity and paying me a rightful award for bringing these egregious Securities law violations to the SEC attention: EXACTLY what the SEC Whistleblower statues were intended by Congress to do. Rather, the SEC/Levenson et al chose to criminally and corruptly cover up and screw the whistleblower who caught them: ME. THEN, the grossly corrupt SEC followed up with TWO official, corrupt: ILLEGAL award denials. IMDS is just 1 of NITE/UBS top traded OTCM money laundering shells. The level of this illegal activity in 10 2021 through MEMX by these KNOWN criminals is the direct result of this and other SEC corrupt criminal obstruction. Mr Levenson, what is the current itteration of Imaging Diagnostics trading symbol TODAY? There is none. ALL of this share increase/decrease post being revoked by the SEC has taken place in a NON trading BUT FULLY reporting SEC company. The latest SEC reviewed filing came in May 2021. EDGAR Search Results (sec.gov) In furtherance of the conspiracy Cheers! Christopher Dilorio Whistleblower Extraordinaire EFTA00071145 From: Chris Dilorio Sent: Friday. July 23 2021 6:45 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix EFTA00071146 SONY, NY Supreme Court, NJ Judges et al still MORE examples of SEC criminal obstruction and corruption. Carefully designed "complaints" that tell only part of the story INTENTIONALLY guaranteeing the illegal activity continues. Also designed to cover up SEC corruption while screwing the whistleblower who caught them: ME. Recall: the above referenced Oppenheimer AML preliminary Denial of award by Norberg et al: "SEC Staff never saw Mr Dilorio's information" only AFTER using my information for 5 (FIVE) years. Not just impossible but criminal as well. More Dick Best, Ms Mehtaban: SEC New York bullshit Cemtrex/Govil et al complaint ripped to shreds by yours truly: $7 million in "mis appropriated funds yet just $670k disgorgement: Money laundering acknowledged. Of course: no mention of money laundering in the complaint. No mention of the Cemtrex PUBLIC announcement with SEC filings unsolicited "take over" of contract manufacturer Key Tronic in September 2017. AND, Key Tronic public announcement with SEC filings response. Where Key Tronic details Cemtrex as an out right fraud. Related party transactions with NY based Vicon Industries: buying a position already sold in another SEC reviewed offering. ALSO Money laundering Prolific Bag Man Fife and Bag Man Ayrton: MY INFORMATION "investing" in Cemtrex in 2019: They BOTH knew Cemtrex was a money laundering shell. As did the other sophisticated "investors" like Cerberus and several others I detailed below: money laundering Then there's this SEC filing for Cemtrex filed in August 2018: almost 1 year after the scathing Key Tronic public response: ANOTHER public offering https://www.sec.gov/Archives/edgar/data/1435064/000149315218012460/ex99-2.htm SEC Cemtrex Announces Pricing of Public Offering of Common Stock . Farmingdale, NY (August 22, 2018) - Cemtrex, Inc. (NASDAQ: CETX, CETXP, CETXW), a leading technology and manufacturing company, announced today the pricing of its previously announced underwritten public offering of 1,000,000 shares of common stock at a public offering price of $1.65 per share for total gross proceeds of $1,650,000. www.sec.gov This offering was the result of a shelf Cemtrex filed and the SEC approved on June 5 2017 EDGAR Filing Documents for 0001493152-17-006182 (sec.gov) This shelf like hundreds others I have detailed should have been pulled by the SEC given the Key Tronic public response to Cemtrex in September 2017. IF the SEC was actually interested in protecting the public as it is mandated to do. NOPE WHO underwrote the August 2018 Cemtrex public offering? Aegis SEC.gov I Broker-Dealer Admits It Failed to File SARs SEC.gov j Broker-Dealer Admits It Failed to File SARs EFTA00071147  Broker-Dealer Admits It Failed to File SARs. FOR IMMEDIATE RELEASE 2018-50 Washington D.C., March 28, 2018 — vAvw. secg ov In march 2018, Aegis ADMITTED to facilitating money laundering in publicly traded shells. 5 months later, they do an offering in Cemtrex. 1 year later, Fife, Ayrton, Cerberus et al do more "investing" in Cemtrex. How many AML red flags were ignored by Fife et al when they "invested" in Cemtrex? How many AML red flags did Best,Mehraban et al intentionally omit from their Cemtrex/Govil "complaint"? WHO executed the Aegis and other trades in Cemtrex,Vicon etc ? From the carefully constructed Best,Mehrban, SEC NY complaint the track record clearly points to Mehraban Paul Weiss mentor Dougie Large and Knight/KCG/VIRT: NITE. and NOT the "penny stock trading fairies". A page out of the BBH AML complaint as well as the UBS and Opco corrupt SEC playbook. Because as my irrefutable evidence: the record clearly shows: the core business at Knight/KCG/VIRT:NITE is and always has been: illegal naked shorting OTCM (and other) publicly traded shells to facilitate money laundering and tax evasion. As I have also detailed at great length in my correspondence with the SEC: NITE can NOT rely on third parties like Aegis as a substitution for its own compliance due diligence. What does NITE compliance do exactly except look the other way, also ignore glaring red flags, and NOT file ANY SAR's. SEC NY/Best/Mehrban have been corruptly obstructing investigations into my claims for years. These massive ongoing frauds are a direct result. The corrupt and criminal denials of my award claims with the OWB also play a key role in the SEC ACTIVELY facilitating this illegal activity. It is literally IMPOSSIBLE that the SEC investigators "never saw Mr Dilorio's information". For several reasons: The attached stated SEC procedures for handling whistleblower submissions. The stated testimony to Congress that the OWB is the primary point of contact between whistleblowers and the Commission. My extensive correspondence: THE RECORD. SEC IG Hoecker, I am STILL eagerly waiting for your office to interview me based on stated procedures you yourself wrote in conducting thorough investigations. The evidence is irrefutable: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive, ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME. It has been 1 1/2 years since I filed an appeal for the Oppenheimer award denial. While I was waiting, Norberg/Pasquinelli et al issued a fraud denial for the FINRA/SEC/FINCEN UBS AML complaint. As I have shown, MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers. The UBS trading activity: My information UBS acknowledged in the complaint by the SEC,FINRA,FINCEN as never shutting down its cross border business per the 2010 DoJ dropping its DPA: also my information. Not just impossible that "SEC staff never saw Mr Dilorio's information" But CRIMINAL as well. Cheers! Christopher J Dilorio Whistleblower Extraordinaire EFTA00071148 From: Chris Dilorio Sent: Tuesday, July 20, 2021 8:36 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ judges et al Welcome to my world. Dick "BBH all entities un named FINRA AML Complaint" Best and Paul Weiss alumna Lara Shalov Mehraban et al: SEC NY do NOT disapoint SEC.gov SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies EFTA00071149  SEC.gov I SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies. FOR IMMEDIATE RELEASE 2021- 132 Washington D.C., July 19, 2021 — VAVW sec cloy Aron Govil: Cemtrex and Telidyne: "Govil flooded the market with paid for buy recommendations for cemtrex stock and made false claims about Telidyne development of mobile apps that would facilitate crypto currency transactions and help combat the coronavirus" Let that sink in for a minute. Telidyne: fka Americom Networks International, Highland Ridge Inc, TEC Technology Inc EDGAR Search Results (sec.gov) at all times: SEC reporting. with multiple approved offerings Most of the time:New York based Chinese money laundering shell TEC Technology, Inc.: Form 10-K - Filed by newsfilecorp.com (sec.gov) TEC TECHNOLOGY, INC. - sec.gov UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 . FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF www.sec.gov Cemtrex: Brooklyn based Electronics Manufacturing Services (EMS) entity EDGAR Search Results (sec.gov) Did Dick Best et al SEC NY ever actually visit Cemtrex: EMS: HQ where all that contract manufacturing takes place? Bond Collective I Greenpoint Ci Bond Collective I Greenpoint 276 Greenpoint Ave Brooklyn, NY 11222. Spanning a floor- through of the Leviton factory building, our Greenpoint location is spacious, sun-filled and conveniently situated one block from the G train and NYC Ferry www.bondcollective.com conspicuously absent from the Dick Best, Mehraban et al SEC NY complaint as usual: Money laundering EFTA00071150 In September 2017, Govil/Cemtrex announced an "acquisition" of Key Tronics. Key Tronics actually IS in the EMS space SEC reviewed filings and everything https://www.sec.gov/Archives/edgar/data/1435064/000149315217012469/ex99-5.htm EDGAR Filing Documents for 0001493152-17-012469 (sec.gov) https://www.sec.gov/Archives/edgar/data/1435064/000149315217012469/forms4a.htmtta 014 What followed is absolutely astounding. Even for the grossly corrupt SEC: here is the Key Tronic official response to the Cemtrex/Govil "acquisition" announcement Keytronic Comments On Cemtrex Release — Keytronic Contract Manufacturer Keytronic Comments On Cemtrex Release - Keytronic Contract Manufacturer KEY TRONIC CORPORATION COMMENTS ON CEMTREX RELEASE Spokane Valley, WA — September 15, 2017 — On September 13, 2017, Key Ironic Corporation (Nasdaq:KTCC), a provider of electronic manufacturing services, became aware of a press release issued by Cemtrex, Inc. ("Issuer") on September 13, 2017 regarding its purported exchange offer for the outstanding shares of common stock of Key 1...] www.keytronic.com There is a LOT the SEC had in its possession with this release. But, I would highlight the following point: "Key Tronic has never encountered Issuer (Cemtrex) in the Electronic Manufacturing Services (EMS) market space nor was Key Tronic aware of Issuer (Cemtrex) existence before Issuer (Cemtrex) filed a registration statement (with the SEC) regarding this purported offer" That was September 15, 2017. WHY isn't this little tidbit in the Dick Best/SEC NY complaint? OH, but there is MUCH MUCH MORE. Key Tronic is very much up and running as an independent company today: EDGAR Search Results (sec.gov) Then there's this: "Cemtrex acquires 46% of Vicon Industries" Vicon: Hauppauge NY EDGAR Search Results (sec.gov) This "acquisition" took place on/around March/April 2018 EDGAR Filing Documents for 0001493152-18-004566 (sec.gov) In January 2018 the SEC approved an offering of 9 million shares owned by an entity called NIL Funding Corp (too funny) in Vicon Industries Document (sec.gov) NIL is an affiliate of InterTech Group and controlled by Vicon Chairman Julian Tiederman InterTech Group EDGAR Search Results (sec.gov) EFTA00071151 NIL Funding/ Vicon Chairman Tiedemann supposedly loaned $5 million+ to Vicon Industries: related party transaction: which of course was converted to worthless certs and dumped on the public in an SEC approved offering. So, HOW did Cemtrex "acquire" %46 of Vicon Industries? by purchasing the NIL Vicon position AFTER it was sold to the public from NIL of course https://www.sec.gov/Archives/edgar/data/310056/000149315218004566/ex99-1.htm Let's pause there to make sure EVERYONE knows what took place here: Fraud related party notes converted and sold to the public in Vicon:NIL Funding: January 2018 Cemtrex claims %46 ownership in Vicon in March/April 2018 after purchasing the SAME NIL Funding position sold in the January 2018 SEC approved Vicon offering Then, Cemtrex selling the same NIL Funding position in Vicon in April 2018 https://www.sec.gov/Archives/edgar/data/1435064/000149315218005560/forms-3.htmna 006 ANOTHER sham transaction: Cemtrex buys certain assets of bankrupt German company Periscope https://www.sec.gov/Archives/edgar/data/1435064/000149315217013756/ex10-1.htm SEC.gov I HOME aa) The entire technical and commercial know-how attributable to the Seller's business operations, all technical and commercial business and business secrets, procedures, products, product solutions and developments, the respective rights thereto and all embodiments of these rights, other technical documentation and certifications - as well as all rights to inventions (collectively referred ... \v.sec gov Vicon Industries: a money laundering shell like Cemtrex voluntarily de registered with the SEC in 2019 https://www.sec.gov/Archives/edgar/data/310056/000149315219000779/ex99-1.htm SEC.gov I HOME EXHIBIT 99.1 . Vicon Industries, Inc. Announces Plans to Deregister Common Stock with SEC . Hauppauge, New York, January 15, 2019 — Vicon Industries, Inc. (the "Company"), a publicly-traded producer of video management systems and components (OTCQB: VCON) headquartered in Hauppauge, New York, announced today that it intends to file with the Securities and Exchange Commission ("SEC ... www.sec.gov The SEC KNOWS Cemtrex to be a money laundering shell for years also. The Key Tronic letter SHOULD have shut down Cemtrex/Govil in 2017 WHY didn't it? EFTA00071152 Look who "invested" in Cemtrex in June 2019: Iliad: Fife: MY TCR. MY INFORMATION AGAIN EDGAR Filing Documents for 0001567619-19-013717 (sec.gov) Fife not the only Bag Men in Cemtrex also: CVI/Susquehana EDGAR Filing Documents for 0001104659-21-023193 (sec.gov) EDGAR Filing Documents for 0001104659-21-023193 CVI Investments, Inc. (Filed by) CIK: 0001649553 (see all company filings) IRS No.: 981253664 I State of Incorp.:E9 I Fiscal Year End: 1231 Type: SC 13G/ASC 13G/A viww.sec .g ov and Ayrton EDGAR Filing Documents for 0001493152-21-003859 (sec.gov) EDGAR Filing Documents for 0001493152-21-003859 Ayrton Capital LLC (Filed by) CIK: 0001698148 (see all company filings) IRS No.: 000000000 I State of Incorp.:DE I Fiscal Year End: 1231 Type: SC 13G/ASC 13G/A viww.sec goy BOTH CVI/Susquehana in AQR/Trump/1MDB/Astra/Navios/ORIG/DRYS/Ari Glass etc money laundering shell Phunware EDGAR Filing Documents for 0001104659-21-027253 (sec.gov) EDGAR Filing Documents for 0001104659-21-027253 CVI Investments, Inc. (Filed by) CIK: 0001649553 (see all company filings) IRS No.: 981253664 I State of Incorp.:E9 I Fiscal Year End: 1231 Type: SC 13G www.sec.gov EDGAR Filing Documents for 0001493152-21-004485 (sec.gov) EFTA00071153  EDGAR Filing Documents for 0001493152-21-004485 Phunware, Inc. (Subject) CIK: 0001665300 (see all company filings) IRS No.: 000000000 I State of Incorp.:DE Fiscal Year End: 1231 Type: SC 13G I Act: 34 I File No ... as well as many other money laundering shells. To sum up: the SEC NY: Best/Mehraban et al Govil/Telidyne/Cemtrex complaint omits more than it SUBMITS. Intentionally. No mention of money laundering: also intentionally. The scope of the "investigation": also INTENTIONALLY limited. This was yet another attempt to cover up a massive SEC failure made possible by criminal obstruction and corruption related to my claims. Like ALL other money laundering shells: Fife, Ayrton etc etc know EXACTLY what these shells are: money laundering vehicles. The executing BD/MM's like NITE,CDEL etc know also. MORE irrefutable evidence that the SEC ACTIVELY facilitates massive, ongoing, multiple frauds on the public it is mandated to protect to the benefit of the criminals who own them at the expense of the public it is mandated to protect while screwing the whistleblower who caught them: ME. BTW Dick Best and Ms Mehraban et al: "Govil misappropriated more than $7 million" yet, disgorgement of $670Krrim AGAIN: money laundering explained and acknowledged. More fraud on the SDNY courts. Quickly settled by SEC in cover up. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Sunday, July 18, 2021 10:24 AM EFTA00071154 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges et al, I made a few corrections to typos below. I also linked the actual 2017 10K. Prior I linked the 2017 10Ka. My apologies. As previously stated below: FTE "acquired" US Home Rentals: Alex and Antoni Szkaradek: Vision etc etc in December 2019. The corresponding revenue associated with this "acquisition" must be significant. But, how would the investing public conduct their due diligence when FTE hasn't filed a 2020 SEC reviewed/audited 10K? AND FTE hasn't filed a 10O with the SEC since 3O2018? SEC cover up coming as is standard MO: revoke the FTE/Benchmark/US Home Rental registration AGAIN. How is it even remotely plausible there wouldn't be ANY mention of money laundering in ANY of these actions? HOW is this related to my information? Simple really https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/form8-k.htm SEC.gov I HOME Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (4230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (*240.12b-2 of this chapter). www.sec.gov from 2018 into 2019 massive money laundering Start with Auctus https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-6.htm SBI Investments https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-4.htm Momingview Financial https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-7.htm One44 Capital EFTA00071155 https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-8.htm CrossOver Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-9.htm Crown Bridge Capital https://vvvvvv.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-10.htm www.sec.gov SECURITIES PURCHASE AGREEMENT . This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of October 25, 2018, by and between FTE NETWORKS, INC., a Nevada corporation, with headquarters located at 999 Vanderbilt Beach Rd., Suite 601, Naples, FL 34108 (the "Company"), and CROWN BRIDGE PARTNERS, LLC, a New York limited liability company, with its address at 1173a 2nd Avenue, Suite ... www.sec.gov Eagle Equities https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-11.htm Qarum Holdings https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-14.htm JEM Debt Fund https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-18.htm Labrys Fund https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-5.htm Adar Bays/Adar Alef https://vvvvvv.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-3.htm https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10- I 2.htm Adar: prolific Bag men EDGAR Search Results (sec.gov) LG Capital Funding "L": Joseph Lerman "G": Nochum Greenberg detailed extensively by me in related correspondence with the SEC/IRS/DoJ et al Also prolific Bag Men https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex4-20.htm EDGAR Search Results (sec.gov) LG overlap with NITE top traded shells Also: Baruch Greenberg (Nochum father) and Benny Silberstein: "payment processor" Payrix SAME address as LG: VERY symbiotic relationship 1218 Union Street EFTA00071156 Brooklyn NY 11225 SEC FORM D SEC FORM D In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.* www.secgov AND: Cited in my claims and why IRS CI Agents flew to Denver from Chicago to meet with me in April 2016: My IRS TCR was based on the SEC TCR also filed with Berger Montague: John Fife: St George Investments, Typanex,Iliad, Tonaquint https://www.sec.gov/Archives/edgar/datai1 122063/000149315219003102/ex4- I .htm EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) The St George/Fife FTE Note was dated March 2018. FIVE F'N YEARS AFTER SUBMITTING MY SEC TCR WITH Berger Montague The SEC didn't get around to filing a complaint against Fife until 2020 John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc. and Typenex Co-Investment LLC (Release No. LR-24886; Sep. 3, 2020)jsec.gni) John M. Fife, Chicago Venture Partners, L.P, Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) - SEC.gov The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. www.sec .g ov The Corrupt SEC OWB has yet to post this action to its website for award eligibility. WHY? Because it's MY INFORMATION Fife/FTE never should have happened Also laundering in FTE etc: EFTA00071157 Cerberus https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-15.htm Cerberus: Feinberg: Gruntal with SAC,Sater etc: Milken Cerberus: post NITE "glitch" bid with Virtu for OTCM Money laundering shell trader NITE. Virtu eventually did aquire NITE in SEC facilitated fraud transaction July 2017. Lastly: In the NYAG/NYDFS complaint against Vision in the SDNY: Atalaya Atalaya ALSO prolific money laundering Bag Men as well EDGAR Search Results (sec.gov) So again: "SEC charges Executives of Network Infrastructure Company with accounting fraud" AND "Former CEO and CFO of Public Telecommunications Company charged in Manhaattan Federal Court with scheme to defraud investors" Doesn't even come close to describing the money laundering shell FTE. Which is why there is no mention of money laundering in ANY of these complaints. Guaranteeing it will continue. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Saturday, July 17, 2021 1:12 PM EFTA00071158 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix ABSOLUTELY ASTONNISHINGI STIPULATED ORDER AND FINAL JUDGMENT: Defendants shall not engage in acts, practices or conduct that violates the following laws and regulations: the Consumer Financial Protection Act 12 U.S.C. § 1601 et seq• New York Executive Law § 63(12)• New York General Business Law ("GBL") § 349; New York Banking Law Article 12-D; New York Banking Law §§ 6-1 and 6-m; 3 CRR-NY §§ 41.3(a) and 41.4(a); 3 CRR-NY § 420.18; New York Financial Services Law § 4 08; Truth in Lending Act, 15 U.S.C. § 1601 et seq and Regulation Z, 12 C.F.R. § 1026 et seq; and New York Real Property Law § 235-b. Defendants are permanently restrained and enjoined from engaging in the following activities in New Yo rk: a. Purchasing, selling, managing or leasing any Residential Real Property except as expressly provided for in this Final Judgment or for their own personal use and enjoyment, and as further set forth in this judgment. By reason of the violations of law alleged in the Complaint judgment for restitution in the amount of $600 000 is hereby entered in favor of the Plaintiffs against Defendants. The NYAG will pay each Consumer who entered into a Residential Property Agreement with Defendant son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104 attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount of $22,641.50 each from the Vision Escrow Account. Plaintiffs represent that to the best of their knowledge, based in part on the information provided by Defendants, these Consumers are those listed in Confidential Appendix I. To the extent multiple Consumers listed in Appendix I jointly signed a Residential Property Agreement, the $22 641.50 shall be divided equally between or among them, jointly and severally. By reason of the vio lations of law alleged in the Complaint, judgment for non-monetary restitution in the amount of $3,161,805 is hereby entered in favor of the Plaintiffs against Defendants jointly and severally, and as further set forth in this judgment. Plaintiffs hereby release Defendants from all civil claims and causes of action brought by Plaintiffs arising from the subject matter of the Complaint, including any civil claims or causes of action that could be raised by Plaintiffs related to any Resident ial Property Agreement. For purposes of Federal Rule 54(b), this Final Judgment is as to all parties and all claims in this Action. This Final Judgment becomes effective upon entry by the Court. The Court will retain jurisdiction of this matter solely for the purpose of enforcing this Order and Final Judgment. (Signed by Judge Jed S. Rakoff on 1/10/2020) (jwh) (justia.com) Does Judge Rakoff know about the massive fraud the SEC and SDNY DoJ are CURRENTLY perpetrating on the SDNY and NY AG/DFS? I will re post the FTE 2019 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315220020612/form10-k.htm It really is that astonnishing! pg 9 and following The pre meditated fraud transition from "telecom infrastructure" to "commercial rennovation" to "Single family home rentals" explained FTE acquires US Home Rentals: Vision Property Management for total consideration of $350 million: that's $350,000,000 from Alex and Antoni Szkaradek for common stock, promissory notes, and Series I pref in December 2019. Further, an entity called Inmost Partners LLc run by Tiger Cub Eliot Kang EFTA00071159 Eliot Kang - CEO/Managing Partner - Inmost Partners LLC i Linkedln Eliot Kang - CEO/Managing Partner - Inmost Partners LLC I LinkedIn Eliot Kang Founder & CEO at Inmost Partners LLC New York, New York, United States 500+ connections www.linkedin.com "acquired" through various assignments more than $50 mil in prior issued notes: pass the notes around Per my analysis below: the last 10O filed by FTE was 3Q2018 EDGAR Search Results (sec.gov) AND FTE has yet to file a 10K for 2020 HOW IS THIS REMOTELY PLAUSIBLE? Bustilloe, Hodgman/Strzok,Gibson, Mrs Rusty Wing et al brought these frauds to the SDNY KNOWINGLY These "comlaints" don't accurately portray what the true nature of FTE really is. Not even close. The SEC KNEW FTE was a money laundering shell when it revoked: kinda/sorta: the FTE registration. ALL involved in FTE AFTE 2014 knew it was a money laundering shell. Then, in a very well orchestrated "transformation", FTE was used to launder HUNDREDS OF MILLIONS OF DOLLARS by known to the SDNY Courts, NY AG, and NYDFS felons. The vehicle: fraud note/fraud acquisitions, worthless certs dumped on the public. No doubt the SEC cover up MO will go into action and the SEC will AGAIN revoke the FTE registration. AGAIN: after massive fraud has been committed and massive losses suffered. Beyond egregious. CRIMINAL Cheers! Chris From: Chris Dilorio Sent: Saturday, July 17, 2021 8:19 AM EFTA00071160 Subject: Fw: Formal appeal for covered action 201.)-016/ Knight Capital TCR & Appendix SDNY Judges et al, You were played for fools by the SEC. Irrefutable. OPINION AND ORDER GRANTING MOTIONS TO DISMISS re: 66 MOTION to Dismiss the Amended Complaint and Partial Joinder in Motion by Defendants Fred Sacramone, James Shiah, Jeanne Kingsley, and Stephen Berini to Dismiss the Amended Complain t filed by Brad Mitchell, Christopher Ferguson, Luisa Ingargiola, Patrick O'Hare, 63 MOTION to Dismiss the Amended Complaint filed by Lynn Martin, 99 MOTION to Take Judicial Notice filed by Efraim Bare nbaum, IRA, 59 MOTION to Dismiss Amended Complaint filed by James Shiah, Jeanne Kingsley Stephen Berini, Fred Sacramone. After a series of revelations of corporate misconduct by executives at FTE Networks, Inc., Plaintiff Ephraim Barenbaum, IRA, brought this action derivatively to recover on behalf of the company for that wrongdoing. In addition to the responsible actors Barenbaum sued certain members of the FTE Board. However, Barenbaum's Amended Complai nt fails to allege that demand on the now-existing FTE Board of Directors would have been futile, as he must, to have standing to bring a derivative case. As a result, the Amended Complaint is dismissed with prejudice. Alternatively, all claims against Defendants Sacramone, Shiah, Ferguson, Ingargiola, Mitchell, O'Hare, Martin, Kingsley, and Berini are dismissed pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim. The Court also grants Pla intiff's motion for judicial notice as set forth herein. In summary, the Court grants the motions to dismiss at ECF #59, 63, and 66 with prejudice and grants the motion for judicial notice at ECF #99. The Clerk of Court respectfully is requested to close the case. (Signed by Judge Mary Kay Vyskocil on 9/30/2020) (mro) Transmission to Orders and Judgments Clerk for processing. (justia.com) It ALL continues under new "management". Fraud notes with new management will lead to further dilution and investor losses. An example https://www.sec.gov/Archives/edgar/data/1122063/000149315220008176/ex10-37.htm SEC.gov j HOME 4.4 Enforceability.The Note is a valid, legal and binding obligation of Borrower, enforceable against Borrower in accordance with its terms except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors' rights generally and by general equitable principles (whether enforcement is sought by ... www.sec.gov pg 52 of the 2019 SEC reviewed 10K below Cobblestone Ventures LLc is controlled by current CEO Michael Beys ANOTHER fraud note from convicted NY Felon Alexander Szkaradek also pg 52 of the SEC reviewed 2019 10K New York Sues S.C.-Based Lender Over Predatory Practices (nationalmortgageprofessional.com) EFTA00071161  Gr New York Sues S.C.-Based Lender Over Predatory Practices New York Attorney General Letitia James and New York Superintendent of Financial Services Linda A. Lacewell have filed a lawsuit in federal court against Columbia, S.C.-headquartered Vision Property Management LLC, its CEO Alex Szkaradek and affiliated companies for allegedly running an illegal and nationalmortgageprofessional.com Then, there's Lateral More to follow Cheers! Chris From: Chris Dilorio Sent: Friday, July 16, 2021 3:37 PM EFTA00071162 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ Judges et al. It truly takes a corrupt village. Mr Bustilloe/Miami SEC "SEC charges Executives of Network Infrastructure company with Accounting Fraud" SEC.gov i SEC Charges Executives of Network Infrastructure Company With Accounting Fraud SEC.gov I SEC Charges Executives of Network Infrastructure Company With Accounting Fraud The Securities and Exchange Commission today charged the former CEO and CFO of FTE Networks Inc., a network infrastructure company formerly based in Naples, Florida, with conducting a multi-year accounting fraud. vo.vw. sec .cir ov Mrs John "Rusty" Wing aka piled on to bring yet ANOHER fraud to the SDNY Courts Former CEO And CFO Of Public Telecommunications Company Charged In Manhattan Federal Court With Scheme To Defraud Investors I USAO-SDNY i Department of Justice "Former CEO and CFO of Public Telecommunications Company Charged in Manhattan Federal Court with scheme to defraud investors" let's take a deeper dive into the money laundering shell FTE Networks fka Beacon Enterprise Solutions, Galaxy Specialities Inc, Suncrest Global Energy EDGAR Search Results (sec.gov) The FTE/Beacon 2016 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315217005044/form10-k.htm 2015 Revenue 14,388,682 2016 Revenue 12,269,079 EFTA00071163 BUT largest customer "M" was 52% of total revenue at 6,332,966 in 2016 WHILE customer "M" was 66% of Account receivable at 4,624,600 Revenue recognition???? Businesses included Focus Fiber, Focus Wireless, Jus-Com, and CrossLayer Inc. the 2017 10k https://www.sec.gov/Archives/edgar/data/1122063/000149315218005377/form10-k.htm 2017 Revenue $243,409,000 On April 20, 2017 FTE bought Benchmark Construction with "historical revenue in the $300 mil-$400 mil range. Benchmark's business model focuses on the buildout of Interior commercial space for a client base that consists of the worlds most distinguished companies" "we completed the acquisition of Benchmark, a leading provider of construction management services based in New York for $74,245,000." Quite the deal for an entity generating $300-400 million in annual revenue. The FTE SEC reviewed 2018 10K 2018 revenue $384,755,000 https://www.sec.gov/Archives/edgar/data/1122063/000149315220008176/form10-k.htm The 2019 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315220020612/form10-k.htm 2019 revenue 7,518,000 2018 revenue 15,103,000 So, Benchmark Construction purchased in April 2017 for $74 mil with annual revenue of $300-400 mil contributed to the FTE $ 243,409,000 mil in revenue in 2017 and $384,755,000 in 2018 revenue then disappeared??? why does the 2019 10K show 2018 revenue of just 15,103,000??? Read my TCR's and correspondence: sham transactions. A vehicle used to create billions of worthless certs. Usually through fraud convertible notes. Often assigned. Converted, dumped on the public by executing BD/MM who profit via illegal naked shorting. EXACTLY what happened here. But, wait there's more! F7 "Description of Business" "FTE Networks Inc (collectively with its subsidiaries, "FTE" or the "company") by and through its wholly owned subsidiary, US Home Rentals LLC is a MAJOR owner and operator of single family rental homes in Tier 3 and Tier 4 markets with 3200 rental home properties across the US...." So, "Telecom infrastructure" to "Commercial renovations" to "Major owner and operator of single family rental homes" in just 3 years. WOW!! What a "tranformation". IF the ownership of 3200 rental homes is legit, HOW did they finance their purchase??? FBI Agent Sweeney, did they stop teaching money laundering at the FBI? It's obviously not taught in the SONY OR SEC either. Here's a little pointer: In 2009, Beacon did an SEC approved D offering for $1 million through Garden State Securities NJ and affiliates EFTA00071164 SEC FORM D Interesting firm ala NETE/Mullen/AQR et al: Alexander Capital GSS: Red Bank NJ. Bada Bing GARDEN STATE SECURITIES INC. - BrokerCheck (finra.org) BrokerCheck - Find a broker, investment or financial advisor BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors. brokercheck.finra.org According to the GSS/affiliates web page: they sell their o