EFTA01421767.pdf

Subject: FW: Inquiry Regarding Account , Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] From: Bradley Gillin Date: Tue, 10 Apr 2018 11:11:21 -0400 To: Amlcompliance Inquiries Michele-M Quattrocchi Rob Wang Cc: Stewart Oldfield Hildegarde Berrios Classification: For internal use only Hi, The purpose of both wires was to send money, for educational/school purposes, to two old friends. Thanks. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th II New York NY 10154 Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Amlcompliance Inquiries ffi Date: April 5, 2018 at 11:04:26 AM EDT To: Hildegarde Berrios Michele-M Quattrocchi EFTA01421767 Cc: Stewart Oldfield >, Amlcompliance Inquiries , Rob Wan Subject: RE: Inquiry Regarding Account , Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] Classification: For internal use only Hi Hildegarde, Michele, Please assist as Cynthia is no longer at the firm. Thanks, Robert From: Rob Wang On Behalf Of Amlcompliance Inquiries Sent: Thursday, April 05, 2018 11:01 AM To: Cynthia Rodriguez <[email protected]>; Stewart Oldfield •c= a> Cc: Amlcom liance Inquiries <a; Rob Wang Subject: Inquiry Regarding Account , Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] Importance: High Classification: For internal use only Good Morning: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days. EFTA01421768 Outgoing Wires: 2/7/2018 , $3,000 for at SBERBANK (Russia) 2/9/2018 , $5,000 for at SWEDBANK AB (LITHUANIA) 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. EFTA01421769 EFTA01421770