EFTA01519494.pdf

GHISLAINE MAXWELL - OAP HID ACCT. For the Period 3/1/14 to 3/31/14 Type Quantity Settle Date Selection Method Description Amount Tax Payments 3/12 FGN Tax Wthheld UNILEVER N V TAX VV1THHELD NETHERLANDS 15.00% (89.34) (ID: 904784-70-9) SECURITIES TRANSFERRED IN/OUT Notes: ' Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Transferred Out 3/10 Free Delivery VERIZON COMMUNICATIONS INC TRANSFER TO UBS (501.000) (23,822.15) FINANCIAL SERVICES INC. TRADE DATE 03/07/14 23,477.85 (ID: 92343V-10-4) 3/10 Free Delivery ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS (1.400.000) (51,870.00) FINANCIAL SERVICES INC. TRADE DATE 03/07/14 39,379.81 (ID: 771195-10-4) 3/10 Free Delivery VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS (1.039.000) (41,48727) FINANCIAL SERVICES INC. TRADE DATE 03/07/14 53,081.37 (ID: 92857W-30-8) Total Securities Transferred Out ($116.970.42) JP Morgan Page 6 of 7 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046781 Chase CONFIDENTIAL SDNY_GM_00315979 EFTA01519494