EFTA01361710.pdf

Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized This Period Yearto-Date Unrealized Short-Term Gain/Loss 0 00 -646 09 126.417 63 Long-Term Gain/Loss 73.87 2.095 36 -384.213.17 Net Gain/Loss 73.87 1,449.27 -257,795.54 This summary excludes transactions where cost basis information is not evadable. For Your Information On June 5, 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as Tree Credit Balance Interest Charge'. The interest wil be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DINS GOVERNMENT CASH INSTL Account Number: 0000001492 Current Yield: 0.03% Activity Ending: 12/31/14 11129114 Opening Balance 43,913,182.85 43,913,182.85 12130)14 Deposit MONEY FUND PURCHASE 8,354.03 43,921,536.68 12131114 Depot INCOME REINVEST 1,119.01 43,922,855.69 12131114 Closing Balance $43,922,655.89 Total All N oney Market Funds $43,922,655.49 Income and Expense Summary Current Period Yeaoto-Date Taxable Non Taxable Taxable Nee Taxable Dividend Income Equities 0.00 0.00 101,836.05 0.00 Money Markel 1,119.01 0.00 4,534.22 000 Olher Dividends 17,591.35 0.00 593,971.58 000 Page 2 of 15 Account Number N4G-024943 It/Rat EVant ....a01 O.!. • wroI, Go paperless a u friers, Yaw tone,' .}001 TFE FAZE TRUST OW...CRY _j. [NAGAR RATED COMMONICATK,I6 eXallENC? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050936 CONFIDENTIAL SDNY_GM_00197120 EFTA01361710