EFTA01362644.pdf

From: Nina Tona Sent: 10/23/2018 2:59:2 To: 0avide-A Sferrazza Subject: FW: Red list [SC] u Attachments: FW_ List of WM clients dependent on CIS ICG sales Ill ISC).eml; image001.gif; image002.gif Hi can you please review the attached and let me know if we need to add more cleints so they wont be on the red list. Nina Tona A&SOCiate Business Control Manager, Key Client Partners — Americas Deutsche Bank Wealth Management KCP products and services ore intended and availableonly for persons who ore sophisticatedinstitutional investors within the meaning of the SWAP Rule 4512(Cd3), and who are capable q evalumeng the strategies, charocrensrics and investment risks of, and exercising independent Judgment in evaluating, the ideas and products discussed herein. trades and transactions ore subject to relevant internal approvals of oast a 1115 Watts QM/ to execution, and the execution of any transaction Of Idea discussed PiefelOIS conditional on your becoming o (bent Of Deutsche Bank Key Client Partners (KCP) products Investment ideas and solutions and related matters discussed herein ore providedfor discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presentedfor your information and for discussion purposes only. Any reproducoon and/or redistribution thereof (in whole or in pmt) or disclosure of its content without our written consent is sInclly forbidden. This communication does not mote any legally binchng obrvatton on the port of 0851or any of its affiliates. From: Tanushree Kirti Sent: Monday, October 22, 2018 2:19 PM To: Nina Tona Subject: RE: Re F Classification: Stitt Confidential Nina — is the below acknowledged and can you pls close this with the latest ICG dependent list and Xavi's approval on the Red/Amber cases not on the 52k offboarding list. I would like to hand this over to Vicky Bruce to manage with lain Macara and co. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0052142 CONFIDENTIAL SDNY_GM_00198326 EFTA01362644