EFTA01522579.pdf
MAXWELL-HY ACCT.
For the Period 7/1/11 to 7/31/11
Trade Date Per Unit
Settle Date Type DeeCaption Quantity Amount Market Cost
Settled Securities Purchased
7/7 Purchase AMERICAS PART FIN CORP SR NOTES 61/2% MAY 20 15,000.000 102.30 (15,337.50)
7112 2021 DTD 01/2012011 0102.25 RBC CAPITAL
MARKETS CORPORATION FACE VALUE 15,000.00
(ID. 030981-AF-1)
7/7 Purchase FOREST OIL CORPORATION 71/4% JUN 15 2019 DTD 20,000.000 102.00 (20,400.00)
7/12 12/15/2007 0 102.00 CREDIT SUISSE FIRST BOSTON
LLC FACE VALUE 20,000.00 (ID: 346091-AZ-4)
7/7 Purchase ARCH COAL INC 7 1/4% OCT 01 2020 DTD 08/09/2010 15.000.000 103.00 (15,450.00)
7/12 (0 103.00 BONY/GRIFFIN,KUBIKSTEVENS & THOMS
FACE VALUE non® (ID: 039380-AC-4)
7/7 Purchase PIONEER NATURAL RESOURCE 71/2% JAN 15 2020 DTD 20,000.000 114.00 (22,800.00)
7/12 11/30/2009 0114.00 CSI US INSTITUTIONAL DESK
FACE VALUE 20,000.00 (ID: 723787-AM)
7/7 Purchase ALLBRITTON COMMUNICATION 8% MAY 15 2018 DTD 10,000.000 103.00 (10,300.00)
7112 04/30/2010 0103.00 CREDIT SUISSE FIRST BOSTON
LLC FACE VALUE 10,000.00 (ID: 016745-AL-5)
7/7 Purchase US STEEL CORP SR NOTES 73/8% APR 01 2020 DID 15,000.000 104.40 (15,656.25)
7/13 03/19/2010 0104.375 BANC OF AMERICA SEC LLC
FACE VALUE 15,000.00 (ID: 912909-AF-5)
7/8 Purchase PINNACLE ENTERTAINMENT 85/8% AUG 01 2017 DTD 10.000.000 108.50 (10,850.00)
7/13 0201/2010 0 108.50 BANC OF AMERICA SEC LLC
FACE VALUE 10,000.00 (ID: 723456-AK-5)
7/8 Purchase CLEAR CHANNEL WORLDWIDE 91/4% DEC 15 2017 DTD 10,000.000 110.00 (11,000.00)
7/13 06/15/2010 0110.00 DEUTSCHE BANK ALEX BROWN
FACE VALUE 10,000.00 (ID: 18451Q-AD-0)
718 Purchase DISH DBS CORP 7 7/8% SEP 01 2019 DTD 08/17/2009 15,000.000 109.80 (16,462.50)
7/13 O 109.75 FIRST UNION CAP MKTS/WHEAT FIRST FACE
VALUE 15,000.00 (ID: 25470X-AB-1)
J.P.Morgan Page 31 of 35
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050140
Chase
CONFIDENTIAL SDNY_GM_00319338
EFTA01522579
For the Period 7/1/11 to 7/31/11
Trade Date Per Unit
Settle Date Type DeeCaption Quantity Amount Market Cost
Settled Securities Purchased
7/7 Purchase AMERICAS PART FIN CORP SR NOTES 61/2% MAY 20 15,000.000 102.30 (15,337.50)
7112 2021 DTD 01/2012011 0102.25 RBC CAPITAL
MARKETS CORPORATION FACE VALUE 15,000.00
(ID. 030981-AF-1)
7/7 Purchase FOREST OIL CORPORATION 71/4% JUN 15 2019 DTD 20,000.000 102.00 (20,400.00)
7/12 12/15/2007 0 102.00 CREDIT SUISSE FIRST BOSTON
LLC FACE VALUE 20,000.00 (ID: 346091-AZ-4)
7/7 Purchase ARCH COAL INC 7 1/4% OCT 01 2020 DTD 08/09/2010 15.000.000 103.00 (15,450.00)
7/12 (0 103.00 BONY/GRIFFIN,KUBIKSTEVENS & THOMS
FACE VALUE non® (ID: 039380-AC-4)
7/7 Purchase PIONEER NATURAL RESOURCE 71/2% JAN 15 2020 DTD 20,000.000 114.00 (22,800.00)
7/12 11/30/2009 0114.00 CSI US INSTITUTIONAL DESK
FACE VALUE 20,000.00 (ID: 723787-AM)
7/7 Purchase ALLBRITTON COMMUNICATION 8% MAY 15 2018 DTD 10,000.000 103.00 (10,300.00)
7112 04/30/2010 0103.00 CREDIT SUISSE FIRST BOSTON
LLC FACE VALUE 10,000.00 (ID: 016745-AL-5)
7/7 Purchase US STEEL CORP SR NOTES 73/8% APR 01 2020 DID 15,000.000 104.40 (15,656.25)
7/13 03/19/2010 0104.375 BANC OF AMERICA SEC LLC
FACE VALUE 15,000.00 (ID: 912909-AF-5)
7/8 Purchase PINNACLE ENTERTAINMENT 85/8% AUG 01 2017 DTD 10.000.000 108.50 (10,850.00)
7/13 0201/2010 0 108.50 BANC OF AMERICA SEC LLC
FACE VALUE 10,000.00 (ID: 723456-AK-5)
7/8 Purchase CLEAR CHANNEL WORLDWIDE 91/4% DEC 15 2017 DTD 10,000.000 110.00 (11,000.00)
7/13 06/15/2010 0110.00 DEUTSCHE BANK ALEX BROWN
FACE VALUE 10,000.00 (ID: 18451Q-AD-0)
718 Purchase DISH DBS CORP 7 7/8% SEP 01 2019 DTD 08/17/2009 15,000.000 109.80 (16,462.50)
7/13 O 109.75 FIRST UNION CAP MKTS/WHEAT FIRST FACE
VALUE 15,000.00 (ID: 25470X-AB-1)
J.P.Morgan Page 31 of 35
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050140
Chase
CONFIDENTIAL SDNY_GM_00319338
EFTA01522579