EFTA01363593.pdf

rdc Organization: The 2017 Caterpillar Trust DB12000P - Deutsche Bank Private Bank Batch Date: 2/5/2018 Added to Monitoring: 02/05/2018 Alert Date: Alert 2/5/2018 Address: Countty VIRGIN ISLANDS, U.S. Tracking ID: Reporting ID: Alerted Entity ft 1 of 1 Risk Priority: Critical Alert ID: 12612432.11620920.86458141 hops://www.fgwilson.cor/aboutus/history • National Iranian Oil Engineering and Construction Company Website. Source provides alias and relationship of Caterpillar Belgium SA with National Iranian Oil Engineering and Construction Company. http://www.nioec.org/ArialyticsReports/A.V.L%20BASED%20ON%20PRODUCTS.pdf • Bloomberg Businessweek Website, Source provides alias and address of Caterpillar Belgium SA. httpllinvesting businessweek comiresearch/stocks/private/snapshot asp7privcapid3447405 • New York Times, 24 December 2010, "Companies with Permission to Bypass Sanctions", List of top licensees and examples of licenses granted by US Government to American companies to enter into transactions with Iran., httplAvww.nytimes com/interactive/2010/12/24/world/24-sanctions-list.html • New York Times. 24 December 2010, "US Approved Business With Blacklisted Nations", New York Times article on controversial Treasury-Department issued trade sanction licenses.. http://www.nytimes.com/2010/12/24/world/24sanctions.html7 r=ltemc=eta18.pagewanted=all • Caterpillar Inc Website, Source provides the address of Caterpillar Inc. http:/N•ww.cat corn/contact • United Against Nuclear Iran Website, Source provides details on Caterpillar Inc. http://www.unitedagainstnucleanran corn/company/caterpillar-kw Consistent %0h the terms and ccerditions of your RDC Subscriber Agreement the irdoerrehan contained m the document is for alert purposes only and rs not to be used 141' purposes of determining an relroduars etre:illy Ice any aedd or any other FCRA perrynavble purposes User further agrees to hold such metered and onlocrnatcci in strictest 00.11,00,1CO rid to make use else, other than for *WM:cited purposes, to relate a only to employees requiring such irdormaten, and not to release a declare it to any other party The Mal Sanaa, contained in the document may et may not pertam la the mdrodual or Silty referenced in your equity. Per 8 of 8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053678 CONFIDENTIAL SONY GM_00199862 EFTA01363593