EFTA01520760.pdf

GHISLAINE MAXWELL ACCT For the Period 8/1/11 to 8/31/11 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield US Large Cap Equity PROSHARES ULTRASHORT S&P 500 22.53 1,000.000 22,530.00 44,809.50 (22,279.50) 74347R-88-3 SDS PROSHARES TRUST 50.52 200.000 10,104.00 26,203.50 (16.099.50) 74347X-23-7 OID Total US Large Cap Equity $61,114.00 $102,623.00 (841,609.00) 81,720.00 2.81% US Small/Mid Cap Equity GERON CORP 2.67 3.000.000 8,010.00 18,129.32 (10,119.32) 374163-10-3 GERN Non-US Equity RESEARCH IN MOTION LIMITED 32 49 1,800.000 51,984.00 160,288.72 (108.304.72) 760975-10-2 RIMM Preferred Stocks COUNTRYWIDE CAPITAL V 22.32 4,200.000 93,744.00 98,778.96 (5,034.96) 7.35000 7 84% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.55 2,500.000 63,875.00 62 500 00 1,375.00 4,187.50 6 56'X. 6 7% PFD 48125E-20-7 JPM PC Total Preferred Stocks $167,619.00 $161,278.96 ($3.659.96) $11.537.50 7.32% JP Morgan Page 5 of 24 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048096 Chase CONFIDENTIAL SDNY_GM_00317294 EFTA01520760