EFTA01403241.pdf

Subject: Trade Report 10/29/14 [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 16:34:36 -0400 To: jeffrey E. <[email protected]> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would like to change that. Best Regards, Tazia (Embedded image moved to file: pic02941.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic08468.gif) EFTA01403241  From: Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: 10/29/2014 01:16 PM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at $24.23238. Please let us know if you want to modify. TDS From: Tazia Smith/db/- dbcom EFTA01403242  To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: 10/29/2014 10:57 AM Subject: Re: [C] Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic00374.gif) From: Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>@DEUBAINT, Cc: Richard Kahn Daniel Sabba/db/- EFTA01403243 dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAmericas, Paul Morris, Stewart Oldfield/- db/dbcom@DBAMERICAS Date: 10/29/2014 10:02 AM Subject: Re: [C] Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeffrey E." <[email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn Date: 10/29/2014 08:43 AM Subject: Re: [C] EFTA01403244 vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/- dbcom M: To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn , Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] EFTA01403245 jec t: Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia (Embedded image moved to file: pic26065.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic11632.gif) Fro Tazia Smith/db/- EFTA01403246 dbcom m: To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Dat 10/28/2014 02:24 PM e: Sub Re: [C] jec t: Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic10478.gif) VWAP from time of Order Entry: $24.0117 (Embedded image moved to file: pic28176.gif) EFTA01403247  (Embedded image moved to file: pic11208.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic28542.gif) Fro Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn IM >, Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Dat 10/28/2014 01:11 PM e: Sub Re: [C] EFTA01403248 jec t: Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic00305.gif) Fro Tazia Smith/db/- dbcom M: To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Vahe Stepanian/db/dbcom@DBAMERICAS, Stewart Oldfield/db/- dbcom@DBAMERICAS EFTA01403249  Dat 10/28/2014 11:36 AM e: Sub Re: [C] jec t: Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic31557.gif) From Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Vahe Stepanian/db/- dbcom@DBAMERICAS Date 10/28/2014 11:06 AM EFTA01403250 Subj Re: [C] ect: Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic28268.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic25598.gif) From Tazia Smith/db/- dbcom EFTA01403251  To: "jeffrey E." <[email protected]>@DEUBAINT, Cc: Richard Kahn Daniel Sabba/db/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAmericas, Paul Morris Date 10/28/2014 10:57 AM Subj Re: [C] ect: Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. (Embedded image moved to file: pic31908.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile EFTA01403252  Email (Embedded image moved to file: pic21328.gif) From: "jeffrey E." <[email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn Date: 10/28/2014 10:54 AM Subject buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited EFTA01403253  and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01403254