EFTA01572870.pdf

GHISLAINE MAXWELL EFTA01572870 EFTA01572871 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL- OAP FDG 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 6/1/13 to 6/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Equity Cash & Fixed Income Portfolio Activity 4 7 9 0000002444.00.0.9E.00001.MAXWE04.20130702 Page 1 of 14 EFTA01572872 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Account Summary Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 1,790,592.20 45,196.03 $1,835,788.23 6,978.16 $1,842,766.39 Ending Market Value 1,780,407.88 55,626.97 $1,836,034.85 2,357.73 $1,838,392.58 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals $0.00 8,834.02 (8,587.40) $1,836,034.85 2,357.73 $1,838,392.58 Period Value 1,835,788.23 Change In Value (10,184.32) 10,430.94 $246.62 (4,620.43) ($4,373.81) Year-to-Date Value EFTA01572873 182,219.12 1,500,000.00 (2,756.93) $1,497,243.07 18,478.18 138,094.48 $1,836,034.85 2,357.73 $1,838,392.58 Estimated 51,163.42 5.46 Current Annual Income Allocation 97% 3% $51,168.88 100% Cash & Fixed Income Asset Allocation Equity Page 2 of 14 EFTA01572874 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income CONTINUED Current Period Value 8,833.71 0.31 $8,834.02 Year-to-Date Value 18,474.54 3.64 $18,478.18 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 10,479.46 1,812.45 $12,291.91 Year-to-Date Value 11,327.02 1,812.45 $13,139.47 Unrealized Gain/Loss To-Date Value $148,370.27 Cost Summary Equity Cash & Fixed Income Total 55,626.97 Cost 1,632,037.61 $1,687,664.58 Page 3 of 14 EFTA01572875 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Equity Summary Asset Categories US Large Cap Equity Beginning Market Value 1,790,592.20 Ending Market Value 1,780,407.88 Change In Value (10,184.32) Current Allocation 97% Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Note: P indicates position adjusted for Pending Trade Activity. Equity Detail Price US Large Cap Equity ANALOG DEVICES INC 032654-10-5 ADI AUTOMATIC DATA PROCESSING INC 053015-10-3 ADP 68.86 1,272.000 87,589.92 76,310.18 11,279.74 2,213.28 553.32 2.53% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01572876 Period Value 1,780,407.88 1,632,037.61 148,370.27 51,163.42 2,357.42 2.87% 45.06 1,751.000 78,900.06 73,523.89 5,376.17 2,381.36 3.02% Page 4 of 14 EFTA01572877 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Price US Large Cap Equity P BAXTER INTERNATIONAL INC BLACKROCK INC CATERPILLAR INC CHEVRON CORP 071813-10-9 BAX 256.85 09247X-10-1 BLK 82.49 149123-10-1 CAT 118.34 166764-10-0 CVX COLGATE PALMOLIVE CO CONOCOPHILLIPS GENERAL MILLS INC 194162-10-3 CL 60.50 20825C-10-4 COP 48.53 370334-10-4 GIS P HONEYWELL INTERNATIONAL INC ILLINOIS TOOL WORKS INC JOHNSON & JOHNSON LOCKHEED MARTIN CORP MC DONALDS CORP NEXTERA ENERGY INC 438516-10-6 HON 69.17 452308-10-9 ITW 85.86 478160-10-4 JNJ 108.46 539830-10-9 LMT 99.00 580135-10-1 MCD 81.48 65339F-10-1 NEE Page 5 of 14 1,162.000 94,679.76 83,302.61 11,377.15 3,067.68 3.24% 916.000 EFTA01572878 90,684.00 85,992.51 4,691.49 2,821.28 3.11% 52.000 5,639.92 3,734.71 1,905.21 239.20 4.24% 1,066.000 91,526.76 79,807.38 11,719.38 1,171.000 80,998.07 71,317.60 9,680.47 1,779.92 444.98 2,814.24 2.20% 3.07% 79.34 1,231.000 97,667.54 83,422.86 14,244.68 2,018.84 2.07% 1,882.000 91,333.46 82,867.16 8,466.30 2,860.64 3.13% 1,480.000 89,540.00 86,510.58 3,029.42 3,907.20 4.36% 57.29 1,508.000 86,393.32 81,883.80 4,509.52 2,050.88 2.37% 760.000 EFTA01572879 89,938.40 86,496.09 3,442.31 3,040.00 3.38% 1,045.000 86,202.05 86,550.47 (348.42) 2,508.00 2.91% 372.000 95,548.20 87,501.00 8,047.20 69.27 1,272.000 88,111.44 83,522.65 4,588.79 2,493.12 623.28 2,499.84 2.83% 2.62% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01572880 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Price US Large Cap Equity PEPSICO INC 713448-10-8 PEP PROCTER & GAMBLE CO STAPLES INC 742718-10-9 PG 15.87 855030-10-2 SPLS THE TRAVELERS COMPANIES INC. WALGREEN CO XILINX CORP 89417E-10-9 TRV 44.20 931422-10-9 WAG 39.61 983919-10-1 XLNX Total US Large Cap Equity $1,780,407.88 $1,632,037.61 $148,370.27 $51,163.42 $2,357.42 2.87% 1,798.000 71,218.78 65,171.15 6,047.63 1,798.00 2.52% 1,886.000 83,361.20 76,780.50 6,580.70 2,074.60 2.49% 79.92 1,152.000 92,067.84 90,469.50 1,598.34 6,132.000 97,314.84 79,136.47 18,178.37 2,943.36 735.84 2,304.00 3.02% EFTA01572881 2.50% 76.99 1,134.000 87,306.66 82,228.14 5,078.52 2,728.40 3.13% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 81.79 1,154.000 94,385.66 85,508.36 8,877.30 2,619.58 2.78% Page 6 of 14 EFTA01572882 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Cash & Fixed Income Summary Beginning Asset Categories Cash Market Value 45,196.03 Ending Market Value 55,626.97 Change In Value 10,430.94 Current Allocation 3% Current Market Value/Cost Market Value Tax Cost Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Period Value 55,626.97 55,626.97 5.46 0.31 SUMMARY BY TYPE Market Value 55,626.97 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Market Value 55,626.97 % of Bond Portfolio EFTA01572883 100% Page 7 of 14 EFTA01572884 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Note: 1 This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR COST OF PENDING PURCHASES PROCEEDS FROM PENDING SALES Total Cash 1.00 1.00 1.00 54,630.92 (31,941.42) 32,937.47 54,630.92 (31,941.42) 32,937.47 $55,626.97 54,630.92 (31,941.42) 32,937.47 $55,626.97 $0.00 $5.46 $0.31 0.01% 5.46 0.31 0.01% 1 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 8 of 14 EFTA01572885 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Total Outflows Fees & Commissions $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 66,209.44 (65,608.57) $600.87 $54,630.92 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 82,328.61 (1,547,320.88) ($1,464,992.27) -Current Period Value 45,196.03 8,834.02 $8,834.02 Year-To-Date Value* -18,478.18 1,500,000.00 $1,518,478.18 (2,756.93) ($2,756.93) Page 9 of 14 EFTA01572886 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Income 6/3 6/3 6/5 6/10 6/10 6/11 6/11 6/12 6/17 6/17 6/24 6/28 6/28 Interest Income Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description DEPOSIT SWEEP INTEREST FOR 05/01/13 - 05/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $52,852.50 AS OF 06/01/13 CONOCOPHILLIPS @ 0.66 PER SHARE (ID: 20825C-10-4) XILINX CORP @ 0.25 PER SHARE (ID: 983919-10-1) CHEVRON CORP @ 1.00 PER SHARE (ID: 166764-10-0) HONEYWELL INTERNATIONAL INC @ 0.41 PER SHARE (ID: 438516-10-6) JOHNSON & JOHNSON @ 0.66 PER SHARE (ID: 478160-10-4) ANALOG DEVICES INC @ 0.34 PER SHARE (ID: 032654-10-5) WALGREEN CO @ 0.275 PER SHARE (ID: 931422-10-9) MC DONALDS CORP @ 0.77 PER SHARE (ID: 580135-10-1) NEXTERA ENERGY INC @ 0.66 PER SHARE EFTA01572887 (ID: 65339F-10-1) BLACKROCK INC @ 1.68 PER SHARE (ID: 09247X-10-1) LOCKHEED MARTIN CORP @ 1.15 PER SHARE (ID: 539830-10-9) PEPSICO INC @ 0.5675 PER SHARE (ID: 713448-10-8) 1,154.000 0.568 654.90 Page 10 of 14 1,162.000 372.000 867.000 0.66 1.68 1.15 766.92 624.96 997.05 1,066.000 1,751.000 1,886.000 916.000 0.66 0.34 0.275 0.77 703.56 595.34 518.65 705.32 1,480.000 1,798.000 760.000 1,231.000 0.66 0.25 1.00 0.41 976.80 449.50 760.00 504.71 Quantity Cost Per Unit Amount Amount 0.31 EFTA01572888 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Type Settle Date Selection Method Income 6/28 Div Domest Total Income TRADE ACTIVITY Note: Trade Date Settle Date 6/17 6/20 6/19 6/24 6/20 6/25 6/20 6/25 6/21 6/26 6/21 6/26 Description THE TRAVELERS COMPANIES INC. @ 0.50 PER SHARE (ID: 89417E-10-9) Quantity Cost 1,152.000 Per Unit Amount 0.50 Amount 576.00 $8,834.02 L indicates Long Term Realized Gain/Loss Type S indicates Short Term Realized Gain/Loss Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost EFTA01572889 Sale High Cost STAPLES INC @ 16.4605 12,658.12 BROKERAGE 15.38 TAX &/OR SEC .22 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 855030-10-2) LOCKHEED MARTIN CORP @ 107.6829 5,384.15 BROKERAGE 1.00 TAX &/OR SEC .09 UBS SECURITIES LLC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 105.9573 9,959.99 BROKERAGE 1.88 TAX &/OR SEC .17 GOLDMAN SACHS & CO. (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 106.5018 5,644.60 BROKERAGE 1.06 TAX &/OR SEC .10 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 105.5063 9,073.54 BROKERAGE 1.72 TAX &/OR SEC .16 MORGAN STANLEY & CO. LLC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 105.5534 4,116.58 BROKERAGE 0.78 TAX &/OR SEC .07 DEUTSCHE BANC ALEX BROWN INC (ID: 539830-10-9) Page 11 of 14 (39.000) 105.532 4,115.73 (3,705.24) 410.49 S (86.000) 105.484 9,071.66 (8,241.55) 830.11 S (53.000) 106.48 5,643.44 (5,118.98) 524.46 S (94.000) 105.936 9,957.94 (9,078.94) 879.00 S (50.000) 107.661 5,383.06 (4,829.23) 553.83 S Quantity (769.000) Per Unit Amount 16.44 EFTA01572890 Proceeds 12,642.52 Tax Cost (10,197.09) Realized Gain/Loss 2,445.43 S EFTA01572891 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Trade Date Settle Date 6/21 6/26 6/24 6/27 6/24 6/27 6/25 6/28 6/25 6/28 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost LOCKHEED MARTIN CORP @ 105.3195 3,264.90 BROKERAGE 0.62 TAX &/OR SEC .06 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 104.1817 9,376.35 BROKERAGE 1.80 TAX &/OR SEC .16 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 104.45 626.70 BROKERAGE 0.12 TAX &/OR SEC .01 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 103.9846 3,431.49 BROKERAGE 0.66 TAX &/OR SEC .06 MORGAN STANLEY & CO. LLC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 103.835 2,699.71 BROKERAGE 0.52 TAX &/OR SEC .05 LIQUIDNET INC (ID: 539830-10-9) Total Settled Sales/Maturities/Redemptions $66,209.44 ($58,842.17) $7,367.27 S (26.000) 103.813 2,699.14 (2,470.16) 228.98 S EFTA01572892 (33.000) 103.963 3,430.77 (3,135.20) 295.57 S (6.000) 104.428 626.57 (570.04) 56.53 S (90.000) 104.16 9,374.39 (8,550.55) 823.84 S Quantity (31.000) Per Unit Amount 105.297 Proceeds 3,264.22 Tax Cost (2,945.19) Realized Gain/Loss 319.03 S Trade Date Settle Date Type Description Settled Securities Purchased 6/17 Purchase 6/20 6/18 6/21 Purchase GENERAL MILLS INC @ 49.7195 7,358.49 BROKERAGE 2.96 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 370334-10-4) GENERAL MILLS INC @ 49.8166 3,636.61 BROKERAGE 1.46 GOLDMAN SACHS & CO. (ID: 370334-10-4) 73.000 49.837 (3,638.07) Quantity 148.000 Per Unit Amount 49.74 EFTA01572893 Market Cost (7,361.45) Page 12 of 14 EFTA01572894 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Trade Date Settle Date Type Settled Securities Purchased 6/19 Purchase 6/24 6/20 6/25 6/20 6/25 6/21 6/26 6/24 6/27 6/25 6/28 Purchase Purchase Purchase Total Settled Securities Purchased Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 6/26 7/1 6/26 7/1 6/27 7/2 Sale Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) LOCKHEED MARTIN CORP (ID: 539830-10-9) LOCKHEED MARTIN CORP (ID: 539830-10-9) Quantity (52.000) (3.000) (90.000) Per Unit Amount 105.511 105.345 107.148 Purchase Purchase Description EFTA01572895 CATERPILLAR INC @ 84.6987 6,098.31 BROKERAGE 1.44 SJ LEVINSON & SONS LLC (ID: 149123-10-1) CATERPILLAR INC @ 83.1217 10,057.73 BROKERAGE 2.42 JEFFERIES & COMPANY (ID: 149123-10-1) CATERPILLAR INC @ 83.0107 6,474.83 BROKERAGE 1.56 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 149123-10-1) CATERPILLAR INC @ 82.8841 16,908.36 BROKERAGE 4.08 MORGAN STANLEY & CO. LLC (ID: 149123-10-1) CATERPILLAR INC @ 81.4977 9,046.24 BROKERAGE 2.22 UBS SECURITIES LLC ID: 149123-10-1) CATERPILLAR INC @ 82.3342 6,010.40 BROKERAGE 1.46 MORGAN STANLEY & CO. LLC (ID: 149123-10-1) 204.000 111.000 73.000 82.904 81.518 82.354 (16,912.44) (9,048.46) (6,011.86) ($65,608.57) Proceeds 5,485.47 315.97 9,641.40 Tax Cost (4,940.32) (285.02) (8,550.54) Realized Gain/Loss 545.15 S 30.95 S 1,090.86 S Quantity 72.000 121.000 78.000 Per Unit Amount 84.719 83.142 83.031 Market Cost (6,099.75) (10,060.15) (6,476.39) Page 13 of 14 EFTA01572896 EFTA01572897 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 6/27 7/2 6/28 7/3 Total Pending Sales, Maturities, Redemptions $32,937.47 ($28,012.83) Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) LOCKHEED MARTIN CORP (ID: 539830-10-9) Quantity (24.000) (138.000) Per Unit Amount 106.962 108.196 Proceeds 2,566.57 14,928.06 Tax Cost (2,280.15) (11,956.80) Realized Gain/Loss 286.42 S 1,812.45 L 1,158.81 S $3,112.19 S $1,812.45 L Trade Date Est. Settle Date Type Pending Securities Purchased 6/26 Purchase 7/1 6/27 7/2 6/27 7/2 6/28 7/3 Total Pending Securities Purchased ($31,941.42) EFTA01572898 Purchase Purchase Purchase Description CATERPILLAR INC (ID: 149123-10-1) CATERPILLAR INC (ID: 149123-10-1) CATERPILLAR INC (ID: 149123-10-1) CATERPILLAR INC (ID: 149123-10-1) Quantity 69.000 141.000 7.000 169.000 Per Unit Amount 82.239 82.931 82.905 82.754 Market Cost (5,675.90) (11,696.12) (580.48) (13,988.92) Page 14 of 14 EFTA01572899 For the Period 6/1/13 to 6/30/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01572900 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 2 EFTA01572901 For the Period 6/1/13 to 6/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A. In case of other errors or questions about other account statement(s) Please review your account statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to JPMCB at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights. If you have any questions please contact your J.P. Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to EFTA01572902 modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. Disclosures Page 2 of 2 EFTA01572903